STEWART ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-23: Reporting owner STEPHENS G KENNETH JR; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-23: Reporting owner STEPHENS G KENNETH JR; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-23: Reporting owner STEPHENS G KENNETH JR; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-23: Reporting owner STEPHENS G KENNETH JR; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $4.78 | 2013-12-24 | |
| 2013-12-23 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $10.16 | 2013-12-24 | |
| 2013-12-23 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $8.11 | 2013-12-24 | |
| 2013-12-23 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $4.78 | 2013-12-24 | |
| 2013-12-23 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $10.16 | 2013-12-24 | |
| 2013-12-23 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $8.11 | 2013-12-24 | |
| 2013-12-23 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,500 0 owned after | $7.55 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.42 | 2013-12-24 | |
| 2013-12-23 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | $7.00 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Hunsaker Christine Officer (Sr. VP of Cremation) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Hunsaker Christine Officer (Sr. VP of Cremation) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Hunsaker Christine Officer (Sr. VP of Cremation) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Hunsaker Christine Officer (Sr. VP of Cremation) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $6.91 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $5.68 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $10.16 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $8.11 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $7.55 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $5.64 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $5.50 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | Sprick Philip G. Officer (VP of Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $5.01 | 2013-12-24 | |
| 2013-12-23 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $10.60 | 2013-12-24 | |
| 2013-12-23 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $8.21 | 2013-12-24 | |
| 2013-12-23 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $5.88 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $10.16 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $8.11 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $6.91 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.03 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −220,000 0 owned after | $6.99 | 2013-12-24 | |
| 2013-12-23 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −220,000 0 owned after | $5.89 | 2013-12-24 | |
| 2013-09-24 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $6.33 exercise price | 2013-09-25 | |
| 2013-09-19 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $6.33 exercise price | 2013-09-23 | |
| 2013-09-19 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $6.33 exercise price | 2013-09-23 | |
| 2013-09-18 | Sprick Philip G. Officer (VP of Marketing) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.65 exercise price | 2013-09-19 | |
| 2013-06-26 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $6.33 exercise price | 2013-06-28 | |
| 2013-06-25 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $6.33 exercise price | 2013-06-26 | |
| 2013-06-25 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $6.33 exercise price | 2013-06-26 | |
| 2013-06-21 | Sprick Philip G. Officer (VP of Marketing) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $6.33 exercise price | 2013-06-25 | |
| 2013-06-17 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $6.33 exercise price | 2013-06-18 | |
| 2013-06-14 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $6.33 exercise price | 2013-06-18 |