STEWART ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-31: Reporting owner HEFFRON BRENT F; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-31: Reporting owner HEFFRON BRENT F; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-31: Reporting owner HEFFRON BRENT F; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-21: Reporting owner de Laureal Martin; Form 3; Security Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-31 | HEFFRON BRENT F Officer (SVP & Pres - Eastern Div.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,025 11,675 owned after | $8.92 | 2008-01-03 | |
| 2007-12-31 | HEFFRON BRENT F Officer (SVP & Pres - Eastern Div.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,901 38,706 owned after | $8.92 | 2008-01-03 | |
| 2007-12-31 | HEFFRON BRENT F Officer (SVP & Pres - Eastern Div.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $8.92 | 2008-01-03 | |
| 2007-12-21 holding as of filing | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.06 exercise price | 2007-12-21 | ||
| 2007-12-21 holding as of filing | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.33 exercise price | 2007-12-21 | ||
| 2007-12-21 holding as of filing | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $8.24 exercise price | 2007-12-21 | ||
| 2007-12-19 | HEFFRON BRENT F Officer (SVP & Pres - Eastern Div.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.47 exercise price | 2007-12-21 | |
| 2007-12-19 | STEPHENS G KENNETH JR Officer (SVP & Pres - West. Div.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.47 exercise price | 2007-12-21 | |
| 2007-12-19 | HAWKINS LAWRENCE B Officer (SVP&Pres-Investors Trust Inc.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.47 exercise price | 2007-12-21 | |
| 2007-12-07 | DERBES LEWIS J JR Officer (Sr. V.P. of Fin., Treas. & Sec) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.04 | 2009-12-09 | |
| 2007-12-07 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.04 | 2009-12-09 | |
| 2007-12-06 | MYERS KENNETH G JR Officer (Senior V.P., Finance) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $8.24 exercise price | 2007-12-10 | |
| 2007-12-06 | Lacour Angela M Officer (VP/Chief Acct Ofcr/Controller) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.24 exercise price | 2007-12-10 | |
| 2007-12-06 | DERBES LEWIS J JR Officer (V.P., Treasurer and Secretary) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.24 exercise price | 2007-12-10 | |
| 2007-12-06 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.24 exercise price | 2007-12-10 | |
| 2007-10-10 | STRICKLIN RANDALL L Officer (SVP & Pres. Corp. Dev.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,350 23,350 owned after | $7.96 | 2007-10-11 | |
| 2007-10-09 | STRICKLIN RANDALL L Officer (SVP & Pres. Corp. Dev.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $7.99 | 2007-10-11 | |
| 2007-09-17 | Merington Larry Officer (Senior VP of Sales & Marketing) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.83 exercise price | 2007-09-19 | |
| 2007-05-14 | KITCHEN THOMAS M Director, Officer (Acting CEO and CFO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $7.37 | 2007-05-16 | |
| 2007-03-31 | Crawford Thomas J Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $8.06 | 2007-04-03 | |
| 2007-01-09 | DERBES LEWIS J JR Officer (V.P., Treasurer and Secretary) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | MYERS KENNETH G JR Officer (Senior V.P., Finance) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | Lacour Angela M Officer (VP/Chief Acct Ofcr/Controller) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | STRICKLIN RANDALL L Officer (SVP & Pres. Corp. Dev.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | STEPHENS G KENNETH JR Officer (EVP & Pres - West. Div.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.33 | 2007-01-10 | |
| 2007-01-08 | HEFFRON BRENT F Officer (EVP & Pres - Eastern Div.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.33 | 2007-01-10 | |
| 2007-01-03 holding as of filing | DERBES LEWIS J JR Officer (V.P., Treasurer and Secretary) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.06 exercise price | 2007-01-03 |