STEWART ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-06: Reporting owner KITCHEN THOMAS M; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner Alphonso Kent J.; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner HAWKINS LAWRENCE B; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner DERBES LEWIS J JR; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Sprick Philip G. Officer (VP of Marketing) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Hunsaker Christine Officer (Sr. VP of Cremation) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-12-06 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $6.26 exercise price | 2011-12-08 | |
| 2011-08-16 holding as of filing | Miller Michael H. Officer (Sr VP - Western Division) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.33 exercise price | 2011-08-16 | ||
| 2011-08-16 holding as of filing | Miller Michael H. Officer (Sr VP - Western Division) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $8.24 exercise price | 2011-08-16 | ||
| 2011-08-16 holding as of filing | Miller Michael H. Officer (Sr VP - Western Division) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2011-08-16 | ||
| 2011-08-16 holding as of filing | Miller Michael H. Officer (Sr VP - Western Division) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.04 exercise price | 2011-08-16 | ||
| 2011-08-16 holding as of filing | Miller Michael H. Officer (Sr VP - Western Division) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.22 exercise price | 2011-08-16 | ||
| 2011-08-16 holding as of filing | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Option (Right to Buy) Derivative · Direct | Holding | 9,500 owned after | $5.70 exercise price | 2011-08-16 | |
| 2011-08-16 holding as of filing | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Option (Right to Buy) Derivative · Direct | Holding | 7,500 owned after | $5.70 exercise price | 2011-08-16 | |
| 2011-07-02 | Lacour Angela M Officer (VP/Chief Acct Ofcr/Controller) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $7.61 | 2011-07-07 | |
| 2011-06-06 holding as of filing | Alphonso Kent J. Officer (VP & Chief Information Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.06 exercise price | 2011-06-06 | ||
| 2011-06-06 holding as of filing | Alphonso Kent J. Officer (VP & Chief Information Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.33 exercise price | 2011-06-06 | ||
| 2011-06-06 holding as of filing | Alphonso Kent J. Officer (VP & Chief Information Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $8.24 exercise price | 2011-06-06 | ||
| 2011-06-06 holding as of filing | Alphonso Kent J. Officer (VP & Chief Information Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2011-06-06 | ||
| 2011-06-06 holding as of filing | Alphonso Kent J. Officer (VP & Chief Information Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.04 exercise price | 2011-06-06 | ||
| 2011-06-06 holding as of filing | Alphonso Kent J. Officer (VP & Chief Information Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.22 exercise price | 2011-06-06 | ||
| 2011-03-15 holding as of filing | Sprick Philip G. Officer (VP of Marketing) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.06 exercise price | 2011-03-15 | ||
| 2011-03-15 holding as of filing | Sprick Philip G. Officer (VP of Marketing) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.33 exercise price | 2011-03-15 | ||
| 2011-03-15 holding as of filing | Sprick Philip G. Officer (VP of Marketing) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $8.24 exercise price | 2011-03-15 | ||
| 2011-03-15 holding as of filing | Sprick Philip G. Officer (VP of Marketing) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2011-03-15 | ||
| 2011-03-15 holding as of filing | Sprick Philip G. Officer (VP of Marketing) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.04 exercise price | 2011-03-15 | ||
| 2011-03-15 holding as of filing | Sprick Philip G. Officer (VP of Marketing) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.22 exercise price | 2011-03-15 | ||
| 2011-03-12 | Sprick Philip G. Officer (VP of Marketing) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $7.75 | 2011-03-15 | |
| 2011-01-28 | KITCHEN THOMAS M Director, Officer (SEVP, CFO and Director) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $6.34 | 2011-02-01 | |
| 2011-01-28 | DERBES LEWIS J JR Officer (Sr. V.P. of Fin., Treas. & Sec) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.34 | 2011-02-01 |