STEWART ENTERPRISES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-28: Reporting owner de Laureal Martin; Form 4; Security Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-27: Reporting owner Winningkoff Lisa T; Form 4; Security Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-26: Reporting owner de Laureal Martin; Form 4; Security Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner Sprick Philip G.; Form 4; Security Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-28 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $6.33 exercise price | 2013-06-28 | |
| 2013-06-27 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $6.33 exercise price | 2013-06-28 | |
| 2013-06-26 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 0 owned after | $6.33 exercise price | 2013-06-28 | |
| 2012-12-12 | Sprick Philip G. Officer (VP of Marketing) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | KITCHEN THOMAS M Director, Officer (CEO) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | Hunsaker Christine Officer (Sr. VP of Cremation) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $7.36 exercise price | 2012-12-14 |