STEIN MART INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-16: Reporting owner FALK SUSAN; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-24: Reporting owner FARTHING MCFARLAND LINDA; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-20: Reporting owner COHEN IRWIN; Form 4; Security Non-qualified Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-02: Reporting owner LEGLER MITCHELL W; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-16 | FALK SUSAN Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,208 0 owned after | $1.04 exercise price | 2015-10-19 | |
| 2015-08-24 | FARTHING MCFARLAND LINDA Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,208 0 owned after | $1.04 exercise price | 2015-08-25 | |
| 2015-02-20 | COHEN IRWIN Director | 4 | Non-qualified Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,531 0 owned after | $4.30 exercise price | 2015-02-24 | |
| 2015-02-02 | LEGLER MITCHELL W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,495 0 owned after | $1.49 exercise price | 2015-02-04 |