STEIN MART INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-18: Reporting owner Brown James Ballister; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2017-02-08: Reporting owner Morin Maryann Guariglia; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2016-06-22: Reporting owner COLE THOMAS L; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2016-06-22: Reporting owner COST TIMOTHY; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-18 holding as of filing | Brown James Ballister Officer (Chief Financial Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-12-18 | |
| 2017-02-08 holding as of filing | Morin Maryann Guariglia Officer (President) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-02-08 | |
| 2016-06-22 holding as of filing | COLE THOMAS L Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-06-22 | |
| 2016-06-22 holding as of filing | COST TIMOTHY Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-06-22 | |
| 2006-09-22 | HAWKINS D HUNT Officer (Executive VP, Operations) | 4 | Perrformance Share Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2006-09-26 |