STEIN MART INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-03: Reporting owner STEIN MARTIN E JR; Form 4; Security Non-Qualified Stock Option (to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-24: Reporting owner WEAVER WAYNE J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-06: Reporting owner Pierce Gary L.; Form 4/A; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-06: Reporting owner Morrow Brian R.; Form 4/A; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-03 | STEIN MARTIN E JR Other (Retired Director) | 4 | Non-Qualified Stock Option (to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,495 0 owned after | $1.49 exercise price | 2014-07-08 | |
| 2014-06-24 | WEAVER WAYNE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $13.71 exercise price | 2014-06-26 | |
| 2014-05-06 | Pierce Gary L. Officer (EVP, Director of Stores) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $12.13 exercise price | 2014-05-23 | |
| 2014-05-06 | Morrow Brian R. Officer (President and CMO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $12.13 exercise price | 2014-05-23 | |
| 2014-05-06 | HAWKINS D HUNT Officer (President and COO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $12.13 exercise price | 2014-05-23 | |
| 2014-05-06 | HAWKINS D HUNT Officer (Pres. and Chief Operating Offi) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $12.11 exercise price | 2014-05-07 | |
| 2014-05-06 | Pierce Gary L. Officer (EVP and Director of Stores) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $12.11 exercise price | 2014-05-07 | |
| 2014-05-06 | Morrow Brian R. Officer (Pres. and Chief Merchandising) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $12.11 exercise price | 2014-05-07 | |
| 2014-01-21 | TANSKY BURTON M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.40 exercise price | 2014-01-23 |