STEIN MART INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-03-24: Reporting owner McLean Roseann; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2017-03-24: Reporting owner McLean Roseann; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2017-02-22: Reporting owner Morin Maryann Guariglia; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-25: Reporting owner Kleffner Gregory W; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-03-24 holding as of filing | McLean Roseann Officer (Exec. VP Planning & Allocation) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.35 exercise price | 2017-03-24 | ||
| 2017-03-24 holding as of filing | McLean Roseann Officer (Exec. VP Planning & Allocation) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.71 exercise price | 2017-03-24 | ||
| 2017-02-22 | Morin Maryann Guariglia Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $3.72 exercise price | 2017-02-23 |