STEIN MART INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows, 58 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-08-20: Reporting owner HAWKINS D HUNT; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2020-08-18: Reporting owner Brown James Ballister; Form 4; Security Restricted Stock; Transaction Holding.
- 2020-08-18: Reporting owner Quick Eva Chantelle; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2020-08-18: Reporting owner COLE THOMAS L; Form 4; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-08-20 holding as of filing | HAWKINS D HUNT Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 66,667 owned after | no price filed | 2020-08-20 | |
| 2020-08-18 holding as of filing | Brown James Ballister Officer (Exec. VP, CFO) | 4 | Restricted Stock Derivative · Direct | Holding | 66,667 owned after | no price filed | 2020-08-18 | |
| 2020-08-18 holding as of filing | Quick Eva Chantelle Officer (SVP and Controller) | 4 | Restricted Stock Units Derivative · Direct | Holding | 30,001 owned after | no price filed | 2020-08-18 | |
| 2020-08-18 holding as of filing | COLE THOMAS L Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,778 owned after | no price filed | 2020-08-18 | |
| 2020-08-17 holding as of filing | COHEN IRWIN Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,778 owned after | no price filed | 2020-08-17 | |
| 2020-08-17 holding as of filing | Morin Maryann Guariglia Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 58,334 owned after | no price filed | 2020-08-17 | |
| 2020-08-17 holding as of filing | Galanti Lisa Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,778 owned after | no price filed | 2020-08-17 | |
| 2020-08-17 holding as of filing | SISISKY RICHARD L Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,778 owned after | no price filed | 2020-08-17 | |
| 2020-08-14 holding as of filing | HAWKINS D HUNT Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 66,667 owned after | no price filed | 2020-08-14 | |
| 2020-04-23 | Quick Eva Chantelle Officer (SVP and Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,001 owned after | $0.00 | 2020-04-24 | |
| 2020-04-23 | Morin Maryann Guariglia Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,333 58,334 owned after | $0.00 | 2020-04-24 | |
| 2020-04-23 | HAWKINS D HUNT Officer (EVP and Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 66,667 owned after | $0.00 | 2020-04-24 | |
| 2020-03-20 | TANSKY BURTON M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-08-28 | |
| 2020-03-20 | TANSKY BURTON M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-04-09 | |
| 2020-03-20 | SISISKY RICHARD L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-04-09 | |
| 2020-03-20 | Galanti Lisa Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-04-09 | |
| 2020-03-20 | COST TIMOTHY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-04-09 | |
| 2020-03-20 | COLE THOMAS L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-04-09 | |
| 2020-03-20 | COHEN IRWIN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 1,778 owned after | $0.00 | 2020-04-09 | |
| 2020-01-22 | Brown James Ballister Officer (Exec. VP, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $0.00 | 2020-01-23 | |
| 2020-01-22 | COHEN IRWIN Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2020-01-23 | |
| 2020-01-22 | COLE THOMAS L Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2020-01-23 | |
| 2020-01-22 | COST TIMOTHY Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2020-01-23 | |
| 2020-01-22 | Galanti Lisa Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2020-01-23 | |
| 2020-01-22 | SISISKY RICHARD L Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2020-01-23 | |
| 2020-01-22 | TANSKY BURTON M Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2020-01-23 | |
| 2019-09-12 | Quick Eva Chantelle Officer (Controller) | 4 | Restricted Stock Unit Derivative · Indirect · by spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.00 | 2019-09-13 | |
| 2019-04-23 | Quick Eva Chantelle Officer (Controller) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,999 60,001 owned after | $0.00 | 2019-04-25 | |
| 2019-04-23 | Quick Eva Chantelle Officer (Controller) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,999 60,001 owned after | $0.00 | 2019-04-25 | |
| 2019-04-23 | Morin Maryann Guariglia Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,333 116,667 owned after | $0.00 | 2019-04-25 | |
| 2019-04-23 | HAWKINS D HUNT Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,666 133,334 owned after | $0.00 | 2019-04-25 | |
| 2019-03-20 | TANSKY BURTON M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-04-02 | |
| 2019-03-20 | SISISKY RICHARD L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-03-27 | |
| 2019-03-20 | LEGLER MITCHELL W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-03-27 | |
| 2019-03-20 | Galanti Lisa Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-03-27 | |
| 2019-03-20 | COST TIMOTHY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-03-27 | |
| 2019-03-20 | COLE THOMAS L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-03-27 | |
| 2019-03-20 | COHEN IRWIN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 3,556 owned after | $0.00 | 2019-03-27 | |
| 2019-01-22 | Brown James Ballister Officer (Exec. VP, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2019-01-25 | |
| 2019-01-22 | TANSKY BURTON M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | SISISKY RICHARD L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | COLE THOMAS L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | COST TIMOTHY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | COHEN IRWIN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | LEGLER MITCHELL W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | Galanti Lisa Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $0.00 | 2019-01-24 | |
| 2018-04-23 | Quick Eva Chantelle Officer (Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $0.00 | 2018-04-25 | |
| 2018-04-23 | Kleffner Gregory W Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2018-04-25 | |
| 2018-04-23 | HAWKINS D HUNT Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2018-04-25 | |
| 2018-04-23 | Morin Maryann Guariglia Officer (President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.00 | 2018-04-25 | |
| 2018-03-20 | TANSKY BURTON M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2018-03-20 | COST TIMOTHY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2018-03-20 | COLE THOMAS L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2018-03-20 | SISISKY RICHARD L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2018-03-20 | LEGLER MITCHELL W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2018-03-20 | Galanti Lisa Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2018-03-20 | COHEN IRWIN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,333 5,333 owned after | $1.47 | 2018-03-22 | |
| 2006-09-22 | MOLL WILLIAM A Officer (EVP & Chief Merchandising Off.) | 4 | Performance Share Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2006-09-26 |