STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-13: Reporting owner Garland Kim Burton; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-13: Reporting owner Garland Kim Burton; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-03: Reporting owner Stachura Paul M; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-03: Reporting owner Spriggs Elise Marie; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | Garland Kim Burton Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,257 0 owned after | $22.60 exercise price | 2021-12-14 | |
| 2021-12-13 | Garland Kim Burton Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,054 0 owned after | $21.54 exercise price | 2021-12-14 | |
| 2021-12-03 | Stachura Paul M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,370 0 owned after | $24.27 exercise price | 2021-12-06 | |
| 2021-12-03 | Spriggs Elise Marie Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,316 0 owned after | $22.17 exercise price | 2021-12-06 | |
| 2021-12-02 | Stachura Paul M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,860 4,370 owned after | $24.27 exercise price | 2021-12-03 | |
| 2021-12-02 | Stachura Paul M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,588 0 owned after | $21.54 exercise price | 2021-12-03 | |
| 2021-11-23 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,728 0 owned after | $23.01 exercise price | 2021-11-24 | |
| 2021-11-23 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,058 0 owned after | $21.54 exercise price | 2021-11-24 | |
| 2021-11-22 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,494 6,728 owned after | $23.01 exercise price | 2021-11-23 | |
| 2021-11-22 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 16,058 owned after | $21.54 exercise price | 2021-11-23 | |
| 2021-11-19 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44 16,158 owned after | $21.54 exercise price | 2021-11-22 | |
| 2021-11-18 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,078 18,222 owned after | $23.01 exercise price | 2021-11-19 | |
| 2021-11-18 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,829 16,202 owned after | $21.54 exercise price | 2021-11-19 | |
| 2021-11-17 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −363 22,031 owned after | $21.54 exercise price | 2021-11-18 | |
| 2021-11-15 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −897 19,300 owned after | $23.01 exercise price | 2021-11-16 | |
| 2021-11-15 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 22,394 owned after | $21.54 exercise price | 2021-11-16 | |
| 2021-11-12 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 20,197 owned after | $23.01 exercise price | 2021-11-15 | |
| 2021-11-09 | Berkey Jason Earl Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −591 0 owned after | $25.32 exercise price | 2021-11-10 | |
| 2021-11-09 | Berkey Jason Earl Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,378 0 owned after | $21.54 exercise price | 2021-11-10 | |
| 2021-08-27 | Pollak Matthew Robert Officer (Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,486 0 owned after | $22.72 exercise price | 2021-08-30 | |
| 2021-08-27 | Pollak Matthew Robert Officer (Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,379 0 owned after | $21.54 exercise price | 2021-08-30 | |
| 2021-08-27 | Pollak Matthew Robert Officer (Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,898 0 owned after | $21.23 exercise price | 2021-08-30 | |
| 2021-08-27 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,435 0 owned after | $22.72 exercise price | 2021-08-30 | |
| 2021-08-27 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,164 0 owned after | $21.54 exercise price | 2021-08-30 | |
| 2021-08-26 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,473 0 owned after | $13.53 exercise price | 2021-08-27 | |
| 2021-08-26 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,905 0 owned after | $21.23 exercise price | 2021-08-27 | |
| 2021-08-25 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,582 0 owned after | $16.80 exercise price | 2021-08-26 | |
| 2021-08-20 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,381 0 owned after | $22.72 exercise price | 2021-08-23 | |
| 2021-08-20 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,277 0 owned after | $21.54 exercise price | 2021-08-23 | |
| 2021-08-20 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,618 0 owned after | $13.53 exercise price | 2021-08-23 | |
| 2021-08-20 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,437 0 owned after | $16.80 exercise price | 2021-08-23 | |
| 2021-08-20 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,883 | $21.23 exercise price | 2021-08-23 | |
| 2021-08-16 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,032 0 owned after | $22.72 exercise price | 2021-08-17 | |
| 2021-08-16 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,939 0 owned after | $21.54 exercise price | 2021-08-17 | |
| 2021-08-16 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,721 0 owned after | $13.53 exercise price | 2021-08-17 | |
| 2021-08-16 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,564 0 owned after | $16.80 exercise price | 2021-08-17 | |
| 2021-08-16 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,844 0 owned after | $21.23 exercise price | 2021-08-17 | |
| 2021-03-02 | CENTERS MELISSA A Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,586 0 owned after | $17.03 exercise price | 2021-03-03 | |
| 2021-02-24 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | $17.03 exercise price | 2021-02-25 | ||
| 2021-02-23 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,136 0 owned after | $17.03 exercise price | 2021-02-24 |