SRAX, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-11-18: Form 8-K; Period of report 2020-11-18; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
- 2020-11-03: Form 8-K; Period of report 2020-11-03; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 8.01 Other Events; Details 1.01.
- 2020-10-13: Form 8-K; Period of report 2020-10-13; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2020-10-05: Form 8-K; Period of report 2020-09-30; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-11-18 | 8-K | 2020-11-18 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 16, 2020, SRAX, Inc. (the “Company”) filed its quarterly report on Form 10-Q for the quarter ended September 30, 2020, and disclosed certain financial results and operational results for the quarter ended September 30, 2020 in a press release. 7.01 On November 16, 2020, the Company held an earnings call. | form8-k.htm |
| 2020-11-03 | 8-K | 2020-11-03 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.01 The information set forth above in Item 1.01 of this Report under the heading “Unit Redemption Agreements” is incorporated by reference herein. 8.01 On October 30, 2020, the Company announced the sale of the securities described herein. | form8k.htm |
| 2020-10-13 | 8-K | 2020-10-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 8, 2020, Kristoffer Nelson informed the board of directors (“Board”) of SRAX, Inc. (the “Company”) that he is resigning, effective October 16, 2020, as the Company’s chief operating officer and as a member of the Board. | form8-k.htm |
| 2020-10-05 | 8-K | 2020-09-30 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 The Company issued a press release announcing the Share Exchange and Share Exchange Agreement on October 1, 2020. | form8-k.htm |
| 2020-09-11 | 8-K | 2020-09-11 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.01 The information set forth above in Item 1.01 of this Report under the heading “Merger Agreement” and Section 9.01 under “Financial Statements” are both incorporated by reference herein. 2.03 The information set forth above in Item 1.01 of this current report on Form 8-K is incorporated herein by reference in its entirety. 3.02 The information set forth above in Item 1.01 of this Report under the heading “Merger Agreement” is incorporated by reference herein. 5.02 Pursuant to the Merger Agreement, effective on the Closing, the Board will appoint Christopher Lahiji as a member of the Board and will expand the number of Board members from six (6) to seven (7), pursuant to the Board’s rights under Section 3.2 of the Parent’s Bylaws. 8.01 The Company issued a press release announcing the Merger Agreement on September 4, 2020. | form8-k.htm |
| 2020-08-20 | 8-K | 2020-08-19 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 14, 2020, SRAX, Inc. (the “Company”) filed its quarterly report on Form 10-Q for the quarter ended June 30, 2020, and on August 17, 2020, disclosed certain financial results and operational results for the quarter ended June 30, 2020 in a press release. 7.01 On August 17, 2020, the Company held an earnings call. | form8-k.htm |
| 2020-06-30 | 8-K | 2020-06-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth above in Item 1.01 of this current report on Form 8-K is incorporated herein by reference in its entirety. 2.04 The information set forth above in Item 1.01 of this current report on Form 8-K is incorporated herein by reference in its entirety. 3.02 The information set forth above in Item 1.01 of this current report on Form 8-K is incorporated herein by reference in its entirety. 8.01 The Company issued a press release announcing the Offering on June 25, 2020 and a press release announcing the closing of the Offering on June 30, 2020. | form8-k.htm |
| 2020-05-05 | 8-K | 2020-05-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-k.htm |
| 2020-05-05 | 8-K | 2020-05-05 | 2.02 Results of Operations and Financial Condition | 2.02 On May 4, 2020, SRAX, Inc. (the “Company”) reported certain financial results and operational results for (i) the year ended December 31, 2019 and (ii) the three months ended March 31, 2020. | form8-k.htm |
| 2020-04-23 | 8-K | 2020-04-23 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 On April 12, 2020, SRAX, Inc. (the “Company”) applied for a loan from Cross River Bank (“Lender”), pursuant to the Paycheck Protection Program of the Coronavirus Aid, Relief, and Economic Security Act (the “CARES Act”) as administered by the U.S. Small Business Administration (the “SBA”). | form8-k.htm |
| 2020-03-27 | 8-K | 2020-03-27 | 8.01 Other Events | 8.01 On March 4, 2020, the U.S. Securities and Exchange Commission (the “SEC”) issued an order under Section 36 (Release No. 34-88318) of the Securities Exchange Act of 1934, as amended (“Exchange Act”), granting exemptions from specified provisions of the Exchange Act and certain rules thereunder. | form8-k.htm |
| 2020-03-05 | 8-K | 2020-03-05 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this current report on Form 8-K is incorporated herein by reference in its entirety. 3.02 The information set forth in Item 1.01 of this current report on Form 8-K is incorporated herein by reference in its entirety. | form8-k.htm |