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SRAX, Inc. Form 8-K: Current report, 2019

SRAX, Inc. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2019-12-31: Form 8-K; Period of report 2019-12-31; Description 8.01 Other Events; Details 8.01.
  • 2019-11-15: Form 8-K; Period of report 2019-11-15; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
  • 2019-08-15: Form 8-K; Period of report 2019-08-13; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 5.03.
  • 2019-08-14: Form 8-K; Period of report 2019-08-12; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events; Details 1.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2019-12-318-K2019-12-318.01 Other Events8.01 On December 27, 2019 SRAX, Inc., issued a press release announcing the extension of its special dividend right from December 31, 2019 to on or before 5:00 p.m., ET, on December 31, 2020.form8-k.htm
2019-11-158-K2019-11-152.02 Results of Operations and Financial Condition2.02 On November 14, 2019, SRAX, Inc. (the “Company”) reported results for the quarter ended September 30, 2019.form8-k.htm
2019-08-158-K2019-08-135.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year5.03 The Company filed with the Secretary of State of the State of Delaware, a Certificate of Amendment to our Certificate of Incorporation, as amended, to change our corporate name from “Social Reality, Inc.” to “SRAX, Inc.”, effective August 25, 2019.srax_8k.htm
2019-08-148-K2019-08-121.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
3.02 The disclosures in Item 1.01 of this Form 8-K regarding the Private Warrants and the Placement Agent Warrants are incorporated by reference into this Item 3.02.
8.01 On August 12, 2019, the Company issued a press release announcing the pricing of the Registered Direct Offering and Private Placement.
srax_8k.htm
2019-06-288-K2019-06-265.07 Submission of Matters to a Vote of Security Holders5.07 On June 26, 2019, Social Reality, Inc. (“Company”) held its 2019 Annual Meeting (“Annual Meeting”) at 11:00 a.m.srax_8k.htm
2019-05-168-K2019-05-132.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities2.02 On May 15, 2019, Social Reality, Inc. (the “Company”) reported results for the three months ended March 31, 2019.
3.02 On May 13, 2019, the Company entered into a securities purchase agreement with an accredited investor whereby the investor purchased 200,000 shares of the Company’s Class A common stock at a price per share of $5.00.
srax_8k.htm
2019-04-178-K2019-04-172.02 Results of Operations and Financial Condition2.02 On April 17, 2019, Social Reality, Inc. (the “Company”) reported its financial results and year-end business results for the three months and year ended December 31, 2018.srax_8k.htm
2019-04-108-K2019-04-071.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
3.02 The disclosures in Item 1.01 of this Form 8-K regarding the Placement Agent Warrants are incorporated by reference into this Item 3.02.
8.01 On April 8, 2019, the Company issued a press release announcing the pricing of the Registered Direct Offering.
srax_8k.htm
2019-04-088-K2019-04-074.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review4.02 On April 7, 2019, management of Social Reality, Inc. (the “Company”) concluded and the audit committee of the Company has concurred that the Company’s previously issued quarterly and year-to-date unaudited consolidated financial statements for March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017, March 31, 2018, June 30, 2018 and September 30, 2018 and that its audited consolidated financial statements for the year ending December 31, 2017 should no longer be relied upon.srax_8k.htm
2019-04-058-K2019-04-017.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2019-04-028-K2019-03-275.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year5.03 Section 2.14 was amended to require that a stockholder’s notice of business proposed by stockholder to be conducted at a meeting of the stockholders include disclosure with regard to: (i) any proxy, contract, arrangement, understanding or relationship pursuant to which such stockholder or beneficial owner, if any, has a right to vote any shares of any security of the corporation, and (ii) a description of any such agreement with regard to any proposal by such stockholder.srax_8k.htm
2019-01-048-K2018-12-315.07 Submission of Matters to a Vote of Security Holders5.07 On December 31, 2018, Social Reality, Inc. (“Company”) held its 2018 Annual Meeting (“Annual Meeting”) at 11:00 a.m.srax_8k.htm