SRAX, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2021-12-30: Form 8-K; Period of report 2021-12-30; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2021-11-16: Form 8-K; Period of report 2021-11-16; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
- 2021-09-24: Form 8-K; Period of report 2021-09-24; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 5.03.
- 2021-06-29: Form 8-K; Period of report 2021-06-29; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2021-12-30 | 8-K | 2021-12-30 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On December 29, 2021, SRAX, Inc. (“Company”) entered into an exchange agreement (“Agreement”) with BIGtoken, Inc., the Company’s former subsidiary (“FPVD”). 8.01 On November 30, 2021, FPVD completed a merger (“BritePool Merger”) with BritePool, Inc. As a result of the BritePool Merger, the Company’s ownership interest in FPVD was reduced from 65.9% to 36.45% of the outstanding FPVD Common Stock. | form8-k.htm |
| 2021-11-16 | 8-K | 2021-11-16 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 15, 2021, SRAX, Inc. (the “Company”) filed its quarterly report on Form 10-Q for the quarter ended September 30, 2021, and disclosed certain financial and operational results for the quarter ended September 30, 2021 via press release. 7.01 On November 15, 2021, the Company held an earnings call. | form8-k.htm |
| 2021-09-24 | 8-K | 2021-09-24 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On August 17, 2021, SRAX, Inc. (the “Company”) announced that it will be issuing a one-time dividend consisting of a preferred stock to certain Qualified Recipients (as defined below) on a 1-for-1 as converted to common stock basis (the “Dividend”). | form8-k.htm |
| 2021-06-29 | 8-K | 2021-06-29 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 29, 2021, SRAX, Inc. (“Company”) held its 2021 Annual Meeting (“Annual Meeting”) at 11:00 a.m. | form8-k.htm |
| 2021-05-27 | 8-K/A | 2020-12-31 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 As previously reported in the Original Form 8-K, in a non-binding, advisory vote on the frequency of future Say-On-Pay votes held at the 2020 Annual Meeting, 670,494 votes were cast for one year, 72,768 votes were cast for two years, 2,055,629 votes were cast for three years, 126,289 votes abstained, and there were 0 broker non-votes. | form8-ka.htm |
| 2021-05-18 | 8-K | 2021-05-18 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 17, 2021, SRAX, Inc. (the “Company”) disclosed certain financial results and operational results for the quarter ended March 31, 2021 in a press release. 7.01 On May 17, 2021 the Company held an earnings call. | form8-k.htm |
| 2021-04-01 | 8-K | 2021-04-01 | 2.02 Results of Operations and Financial Condition | 2.02 On March 29, 2021, SRAX, Inc. (the “Company”) reported certain financial results and operational results for (i) the year ended December 31, 2020 and (ii) the three months ended December 31, 2020. | form8-k.htm |
| 2021-03-16 | 8-K | 2021-03-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective March 10, 2021 (the “Effective Date”), the board of directors (“Board”) of SRAX, Inc. (the “Company”) appointed Brock Pierce to the Board. | form8-k.htm |
| 2021-02-23 | 8-K/A | 2021-02-22 | 9.01 Financial Statements and Exhibits | 9.01 Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. | form8-ka.htm |
| 2021-02-22 | 8-K/A | 2021-02-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-ka.htm |
| 2021-02-22 | 8-K | 2021-02-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-k.htm |
| 2021-02-09 | 8-K | 2021-02-08 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 On February 4, 2021, SRAX, Inc. (the “Company”) completed the share exchange (“Share Exchange”) with Force Protection Video Equipment Corporation (“FPVD”) initially disclosed on the Company’s Current Report on Form 8-K filed with the Securities Exchange Commission on October 5, 2020. | form8-k.htm |
| 2021-01-06 | 8-K | 2021-01-06 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On December 31, 2020, SRAX, Inc. (“Company”) held its 2020 Annual Meeting (“Annual Meeting”) at 11:00 a.m. 8.01 On December 31, 2020, the Company issued a press release announcing the extension of its special dividend right from December 31, 2020 to on or before 5:00 p.m., ET, on December 31, 2021. | form8-k.htm |