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SRAX, Inc. Form 8-K: Current report, 2017

SRAX, Inc. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2017-12-14: Form 8-K; Period of report 2017-12-14; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2017-12-08: Form 8-K; Period of report 2017-12-04; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
  • 2017-12-04: Form 8-K; Period of report 2017-12-04; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2017-11-28: Form 8-K; Period of report 2017-11-28; Description 7.01 Regulation FD Disclosure; Details 7.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2017-12-148-K2017-12-147.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-12-088-K2017-12-041.01 Entry into a Material Definitive Agreement; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
8.01 The information set forth above in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference in its entirety.
srax_8k.htm
2017-12-048-K2017-12-047.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-11-288-K2017-11-287.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-11-248-K2017-11-185.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-11-168-K2017-11-142.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 Results of Operations and Financial Condition.
7.01 Regulation FD Disclosure.
srax_8k.htm
2017-11-138-K2017-11-065.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-11-018-K2017-10-307.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-10-278-K2017-10-261.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
3.02 Unregistered Sale of Equity Securities.
srax_8k.htm
2017-10-178-K2017-10-177.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-10-178-K2017-10-177.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-10-028-K2017-09-265.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-09-288-K2017-09-267.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-09-258-K2017-08-258.01 Other Events8.01 On August 25, 2017 Social Reality, Inc. filed a lawsuit against Tronc, Inc. (formerly Tribune Publishing Company LLC) and Tribune Content Agency, LLC for breach of contract, fraudulent concealment and deceptive business practices (case number 1:17-cv-05998, U.S. District Court for the Northern District of Illinois).srax_8k.htm
2017-09-258-K2017-09-257.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-09-138-K2017-09-075.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-08-148-K2017-08-142.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 Results of Operations and Financial Condition.
7.01 Regulation FD Disclosure.
srax_8k.htm
2017-06-298-K2017-06-235.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-06-278-K2017-06-235.07 Submission of Matters to a Vote of Security Holders5.07 On June 23, 2017, Social Reality, Inc. (the “Company”) held a special meeting of stockholders where one proposal was voted upon and approved.srax_8k.htm
2017-05-158-K2017-05-152.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 Results of Operations and Financial Condition.
7.01 Regulation FD Disclosure.
srax_8k.htm
2017-05-048-K2017-04-281.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
3.02 The disclosure included in Item 1.01 above is incorporated herein by reference.
srax_8k.htm
2017-05-038-K2017-05-037.01 Regulation FD Disclosure7.01 On May 3, 2017, Social Reality, Inc. issued a press release announcing the final closing of its debenture offering.srax_8k.htm
2017-04-218-K2017-04-211.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure1.01 Entry into a Material Definitive Agreement.
3.02 The disclosure included in Item 1.01 above is incorporated herein by reference.
7.01 On April 21, 2017 we issued a press release announcing the execution of a Securities Purchase Agreement described in Item 1.01 of this report.
srax_8k.htm
2017-03-308-K2017-03-302.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 Results of Operations and Financial Condition.
7.01 Regulation FD Disclosure.
srax_8k.htm
2017-03-288-K2017-03-225.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-02-178-K2017-02-165.07 Submission of Matters to a Vote of Security Holders5.07 Submission of Matters to a Vote of Security Holders.srax_8k.htm
2017-01-308-K2017-01-302.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 Results of Operations and Financial Condition.
7.01 Regulation FD Disclosure.
srax_8k.htm
2017-01-278-K2017-01-255.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-01-208-K2017-01-195.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-01-138-K2017-01-137.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-01-128-K2017-01-065.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.srax_8k.htm
2017-01-118-K2017-01-112.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 Results of Operations and Financial Condition.
7.01 Regulation FD Disclosure.
srax_8k.htm
2017-01-048-K2017-01-047.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.srax_8k.htm
2017-01-048-K2017-01-041.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
1.02 As set forth above, we will utilize all of the net proceeds from the sale of our securities described in Item 1.01 of this report to satisfy all obligations under outstanding notes issued under the Financing Agreement.
3.02 The disclosure included in Item 1.01 above is incorporated herein by reference.
8.01 The opinion delivered to the Company by Pearlman Law Group LLP in connection with the sale of an aggregate of 761,905 shares of the Company’s Class A common stock and Series B Warrants to purchase 380,953 shares of Class A common stock pursuant to the Agreement is being filed herewith in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act of 1933 and is incorporated by reference into the Company’s Registration Statement on Form S-3 (Registration No. 333-214644).
srax_8k.htm