SMTC CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-11-12: Form 8-K; Period of report 2019-11-11; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2019-10-03: Form 8-K; Period of report 2019-09-27; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2019-08-12: Form 8-K; Period of report 2019-08-08; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2019-08-09: Form 8-K; Period of report 2019-08-08; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-11-12 | 8-K | 2019-11-11 | 2.02 Results of Operations and Financial Condition | 2.02 On November 11, 2019, SMTC Corporation issued a press release announcing its third quarter 2019 financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_111219.htm |
| 2019-10-03 | 8-K | 2019-09-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03 as if fully set forth herein. | smtx20191002_8k.htm |
| 2019-08-12 | 8-K | 2019-08-08 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | smtx20190812_8k.htm |
| 2019-08-09 | 8-K | 2019-08-08 | 2.02 Results of Operations and Financial Condition | 2.02 On August 8, 2019, SMTC Corporation issued a press release announcing its second quarter 2019 financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_080919.htm |
| 2019-07-05 | 8-K | 2019-07-03 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | f8k_070519.htm |
| 2019-06-28 | 8-K | 2019-06-28 | 8.01 Other Events | 8.01 On June 28, 2019, SMTC Corporation (the “Company”) issued a press release announcing the completion of its (i) offering of subscription rights (the “Rights Offering”) to the Company’s stockholders and holders of the Company’s outstanding warrants as of the close of business on May 24, 2019, which expired at 5:00 PM Eastern Time on June 20, 2019 and was fully subscribed for the maximum offering amount of $9,135,978, and (ii) registered direct offering (the “Registered Direct Offering” and, together with the Rights Offering, the “Offerings”) of 1,732,483 shares of the Company’s common stock directly to certain investors, each as previously disclosed in the Company’s Current Report on Form 8-K filed on May 24, 2019. | f8k_062819.htm |
| 2019-06-14 | 8-K | 2019-06-10 | 1.01 Entry into a Material Definitive Agreement | 1.01 On June 10, 2019, SMTC Corporation (the “Company”) entered into a backstop agreement (the “CC Backstop Agreement”) with Casey Capital, LLC (“CC”), a current stockholder of the Company, in connection with the Company’s previously announced offering of subscription rights to the Company’s stockholders and holders of the Company’s outstanding warrants (the “Rights Offering”). | f8k_061419.htm |
| 2019-06-04 | 8-K | 2019-05-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 29, 2019, SMTC Corporation (the “Company”) entered into a backstop agreement (the “Backstop Agreement”) with a current stockholder of the Company (the “Backstop Purchaser”) in connection with the Company’s previously announced offering of subscription rights to the Company’s stockholders and holders of the Company’s outstanding warrants (the “Rights Offering”). | f8k_060419.htm |
| 2019-05-24 | 8-K | 2019-05-23 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On May 23, 2019, SMTC Corporation (the “Company”) entered into a common stock purchase agreement with certain investors (the “Purchase Agreement”), providing for the issuance and sale by the Company of an aggregate of 1,732,483 shares of common stock (the “Registered Direct Offering Shares”) in a registered direct offering (the “Registered Direct Offering”). 8.01 On May 24, 2019, the Company issued a press release announcing the Rights Offering and the Registered Direct Offering. | a19-10495_58k.htm |
| 2019-05-16 | 8-K | 2019-05-14 | 8.01 Other Events | 8.01 On May 14, 2019, the Board of Directors of SMTC Corporation (the “Company”) approved the issuance of additional equity of the Company for aggregate gross proceeds of up to $15 million, including through a proposed rights offering to existing equityholders of the Company (the “Rights Offering”). | f8k_051519.htm |
| 2019-05-14 | 8-K | 2019-05-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 (e) On May 9, 2019, at the Annual Meeting described under Item 5.07 below, the stockholders of SMTC Corporation (the “Company”) approved the SMTC Corporation 2019 Incentive Plan (the “Plan”). 5.03 On March 13, 2019, at a meeting of the Board, the Board approved an amendment to the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Amendment”) to, among other things, increase the number of authorized shares of common stock, $0.01 par value per share, of the Company. 5.07 (a) The Company held its Annual Meeting of Stockholders on May 9, 2019 (the “Annual Meeting”). | f8k_051419.htm |
| 2019-05-09 | 8-K | 2019-05-08 | 2.02 Results of Operations and Financial Condition | 2.02 On May 8, 2019, SMTC Corporation issued a press release announcing its first quarter and fiscal year 2019 financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_050919.htm |
| 2019-04-04 | 8-K | 2019-03-29 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | f8k_040419.htm |
| 2019-03-15 | 8-K | 2019-03-14 | 2.02 Results of Operations and Financial Condition | 2.02 On March 14, 2019, SMTC Corporation issued a press release announcing its fourth quarter and fiscal year 2018 financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_031519.htm |
| 2019-02-01 | 8-K/A | 2018-11-08 | 9.01 Financial Statements and Exhibits | 9.01 (a) Financial Statements of Businesses Acquired. | smtx20190201_8ka.htm |
| 2019-01-22 | 8-K/A | 2018-11-08 | 9.01 Financial Statements and Exhibits | 9.01 (a) Financial Statements of Businesses Acquired. | smtx20190118_8ka.htm |