SMTC CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-12-18: Form 8-K; Period of report 2018-12-12; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 5.03.
- 2018-11-13: Form 8-K; Period of report 2018-11-13; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2018-11-09: Form 8-K; Period of report 2018-11-08; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure; Details 1.01.
- 2018-11-08: Form 8-K; Period of report 2018-11-06; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2018-12-18 | 8-K | 2018-12-12 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On June 15, 2018, at a meeting of the Board of Directors (the “Board”) of SMTC Corporation, a Delaware corporation (the “Company”), the Board approved an amendment (the “Amendment”) to the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) in order to remove Article X, Section 4 of the Certificate of Incorporation in its entirety, for the purpose of removing (i) the requirement that a member of the Board may only be removed “for cause” and (ii) the establishment of the vote required to remove a director at 75% of the shares then entitled to vote at an election of directors. | smtx20181218_8k.htm |
| 2018-11-13 | 8-K | 2018-11-13 | 7.01 Regulation FD Disclosure | 7.01 On November 13, 2018, the Company held a conference call among its executives and stockholders to discuss the acquisition of all of the issued and outstanding shares of capital stock of MC Assembly Holdings, Inc., a Delaware corporation (the “Target”) from each of the stockholders of the Target (the “Sellers”), and Cyprium Investment Partners LLC, a Delaware limited liability company, in its capacity as a representative of the Sellers, as previously disclosed on the Company’s Current Report on Form 8-K filed by the Company on November 9, 2018. | f8k_111318.htm |
| 2018-11-09 | 8-K | 2018-11-08 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 The information set forth in Item 1.01 regarding the MC Acquisition pursuant to the Purchase Agreement is incorporated into this Item 2.01 by reference. 3.02 The information set forth in Item 1.01 regarding the issuance of the Warrants and the Private Placement is incorporated into this Item 3.02 by reference. 7.01 On November 9, 2018, the Company issued a press release providing management’s financial guidance with regard to the Company’s performance as well as announcing the closing of the MC Acquisition. | f8k_110818.htm |
| 2018-11-08 | 8-K | 2018-11-06 | 2.02 Results of Operations and Financial Condition | 2.02 On November 6, 2018, SMTC Corporation issued a press release announcing its 2018 third quarter financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_110818.htm |
| 2018-08-29 | 8-K | 2018-08-28 | 8.01 Other Events | 8.01 On August 28, 2018, SMTC Corporation (the “Company”) issued a press release announcing the completion of its offering of subscription rights to the Company’s stockholder (“Rights Offering”), as previously-disclosed in a Form 8-K filed by the Company with the Securities and Exchange Commission on July 23, 2018 (the “Initial Rights Offering 8-K”). | f8k_082918.htm |
| 2018-08-08 | 8-K | 2018-08-08 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Company held its annual meeting of stockholders on August 7, 2018. | f8k_080818.htm |
| 2018-08-08 | 8-K | 2018-08-07 | 2.02 Results of Operations and Financial Condition | 2.02 On August 7, 2018, SMTC Corporation issued a press release announcing its 2018 second quarter financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_080818.htm |
| 2018-07-23 | 8-K | 2018-07-17 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On July 23, 2018, the Company issued a press release providing management’s financial guidance with regard to the Company’s performance as well as announcing an offering of subscription rights to the Company’s stockholders (the “Rights Offering”). | f8k_072318.htm |
| 2018-07-16 | 8-K | 2018-07-13 | 8.01 Other Events | 8.01 On July 13, 2018, the Company disclosed to the Nasdaq Stock Market that the record date of the Permitted 2018 Rights Offering, previously disclosed on the Company’s Current Report on Form 8-K, filed on July 3, 2018, which is incorporated by reference into this Item 8.01, will be July 23, 2018. | f8k_071618.htm |
| 2018-07-03 | 8-K | 2018-07-03 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 (a) The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | f8k_070318.htm |
| 2018-06-20 | 8-K | 2018-06-20 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On June 15, 2018, at a meeting of the Board of Directors (the “Board”) of SMTC Corporation, a Delaware corporation (the “Company”), the Board approved and adopted, effective as of the date of the meeting, Amendment Number 2 (the “Amendment No. 2”) to the Second Amended and Restated By-Laws (the “By-Laws”) of the Company to remove Section 3.13 of the By-Laws in its entirety, in order to remove (i) the requirement that a member of the Board may only be removed “for cause” and (ii) the establishment of the vote required to remove a director at 75% of the shares then entitled to vote at an election of directors. | f8k_062018.htm |
| 2018-05-08 | 8-K | 2018-05-07 | 2.02 Results of Operations and Financial Condition | 2.02 incorporated herein by reference. | f8k_050818.htm |
| 2018-04-11 | 8-K | 2017-08-02 | 8.01 Other Events | 8.01 On August 2, 2017, the board of directors (the “Board”) of SMTC Corporation, a Delaware corporation (the “Company”), approved a resolution that (i) prior to the next annual meeting of stockholders of the Company, the Board will approve amendments to the Company’s certificate of incorporation and bylaws to remove any requirement that a member of the Board may only be removed “for cause,” in compliance with the Delaware General Corporation Law, and (ii) such amendments, once approved by the Board, will be submitted to the stockholders for approval at the Company’s next annual meeting of stockholders. | f8k_041018.htm |
| 2018-03-28 | 8-K | 2018-03-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | f8k_032818.htm |
| 2018-03-14 | 8-K | 2018-03-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 12, 2018, SMTC Corporation (the “Company”) appointed Steven M. Waszak as Chief Financial Officer and Senior Vice President of Mergers and Acquisitions effective March 13, 2018. | f8k_031418.htm |
| 2018-03-08 | 8-K | 2018-03-07 | 2.02 Results of Operations and Financial Condition | 2.02 On March 7, 2018, SMTC Corporation issued a press release announcing its financial results for its 2017 fourth quarter and fiscal year ended December 31, 2017, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_030818.htm |