SMTC CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-12-30: Form 8-K; Period of report 2014-12-29; Description 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events; Details 1.01.
- 2014-11-07: Form 8-K; Period of report 2014-11-06; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2014-11-03: Form 8-K; Period of report 2014-10-29; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2014-09-30: Form 8-K; Period of report 2014-09-24; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-12-30 | 8-K | 2014-12-29 | 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events | 1.01 (a) On December 29, 2014, SMTC Corporation (the “Company”) adopted a Tax Benefits Preservation Plan (the “Plan”) and pursuant to the Plan declared a dividend distribution of one preferred stock purchase right (collectively, the “Rights”, and individually, a “Right”) for each share of its common stock, $.01 par value per share (the “Common Stock”). 3.03 Please see the disclosure set forth under Item 1.01(a), which is incorporated by reference into this Item 3.03. 8.01 On December 30, 2014, the Company issued a press release announcing the declaration of the Rights and the adoption of the Plan. | gff8k_123014.htm |
| 2014-11-07 | 8-K | 2014-11-06 | 2.02 Results of Operations and Financial Condition | 2.02 On November 6, 2014, SMTC Corporation issued a press release announcing its financial results for its third quarter ended September 28, 2014, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_110714.htm |
| 2014-11-03 | 8-K | 2014-10-29 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Company held its annual meeting of stockholders on October 29, 2014. | f8k_110314.htm |
| 2014-09-30 | 8-K | 2014-09-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 (a) The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | f8k_093014.htm |
| 2014-09-30 | 8-K | 2014-09-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | document.htm |
| 2014-08-20 | 8-K | 2014-08-14 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On August 14, 2014, the Audit Committee (“the Committee”) of the Board of Directors of the Company approved the dismissal of KPMG LLP (Canada) (“KPMG LLP”) as the Company’s independent registered public accounting firm. | f8k_082014.htm |
| 2014-08-13 | 8-K | 2014-08-13 | 2.02 Results of Operations and Financial Condition | 2.02 On August 12, 2014, SMTC Corporation issued a press release announcing its financial results for its second quarter ended June 29, 2014, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_081314.htm |
| 2014-05-02 | 8-K | 2014-05-02 | 2.02 Results of Operations and Financial Condition | 2.02 On May 2, 2014, SMTC Corporation issued a press release announcing its financial results for its first quarter ended March 30, 2014, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | document.htm |
| 2014-04-16 | 8-K | 2014-04-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (c) Effective April 16, 2014, Jim Currie was appointed as the interim Chief Financial Officer of SMTC Corporation. | document.htm |
| 2014-04-14 | 8-K | 2014-04-14 | 2.02 Results of Operations and Financial Condition | 2.02 On April 14, 2014, SMTC Corporation issued a press release announcing its financial results for its fourth quarter and 2013 period ended December 29, 2013, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | document.htm |
| 2014-04-11 | 8-K | 2014-04-07 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 (a) The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03(a) as if fully set forth herein. | f8k_041114.htm |
| 2014-01-27 | 8-K | 2014-01-27 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 In connection with the preparation of financial statements for the fiscal year ended December 29, 2013, new management of SMTC Corporation (the "Company" or "SMTC") determined that the Company should conduct a full physical count of its inventory. | document.htm |
| 2014-01-16 | 8-K | 2014-01-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) Election of Directors. | document.htm |