SMTC CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2021-04-05: Form 8-K; Period of report 2021-04-05; Description 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events; Details 3.01.
- 2021-03-31: Form 8-K; Period of report 2021-03-31; Description 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure; Details 5.07.
- 2021-03-17: Form 8-K; Period of report 2021-03-17; Description 2.02 Results of Operations and Financial Condition.
- 2021-02-25: Form 8-K; Period of report 2021-02-24; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2021-04-05 | 8-K | 2021-04-05 | 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.01 In connection with the consummation of the Merger, the Company notified The Nasdaq Stock Market LLC (“Nasdaq”) of the completion of the Merger and requested that Nasdaq suspend trading of the Company Common Stock on April 5, 2021, remove the Company Common Stock from listing and file a Form 25 with the SEC to report the delisting of Company Common Stock from Nasdaq. 5.02 In connection with the consummation of the Merger, at the Effective Time, Clarke H. Bailey, David Sandberg, Frederick Wasserman and J. Randall Waterfield ceased service as directors of the Company. | smtx-8k_20210405.htm |
| 2021-03-31 | 8-K | 2021-03-31 | 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 5.07 On March 31, 2021, SMTC Corporation (the “Company”) held a Special Meeting of Stockholders of the Company (the “Special Meeting”) in a virtual meeting format only, via the Internet, with no physical in-person meeting. 7.01 On March 31, 2021, the Company issued a press release announcing the results of the Special Meeting. | smtx-8k_20210331.htm |
| 2021-03-17 | 8-K | 2021-03-17 | 2.02 Results of Operations and Financial Condition | smtx-8k_20210317.htm | |
| 2021-02-25 | 8-K | 2021-02-24 | 8.01 Other Events | 8.01 As previously disclosed, on January 3, 2021, SMTC Corporation, a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with EMS Silver Inc., a Delaware corporation (“Parent”), and EMS Silver Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the “Merger”). | d129056d8k.htm |
| 2021-01-15 | 8-K | 2021-01-11 | 2.05 Costs Associated with Exit or Disposal Activities | 2.05 On January 11, 2021, the Company initiated a plan to expand its Chihuahua, Mexico campus and consolidate its current operations from its Fresnillo, Mexico facility. | smtx-8k_20210111.htm |
| 2021-01-04 | 8-K | 2021-01-03 | 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into Material Definitive Agreement. 3.03 The information contained in Item 1.01 above with respect to the NOL Plan is incorporated by reference herein. 5.02 As previously disclosed, on November 4, 2020, the Company announced that Richard J. Fitzgerald, Chief Operating Officer, has decided for personal reasons to pursue other opportunities. 5.03 In connection with the Merger Agreement, the Board approved an amendment (the “By-Laws Amendment”) to the Company’s Second Amended and Restated By-Laws (as amended to date, the “By-Laws”) to add a new Section 6.15 to Article 6 of the By-Laws containing exclusive forum selection provisions, effective immediately. 8.01 On January 4, 2021, the Company issued a press release announcing the execution of the Merger Agreement. | smtx-8k_20210103.htm |