SMTC CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-12-31: Form 8-K; Period of report 2020-12-28; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics; Details 1.01.
- 2020-11-05: Form 8-K; Period of report 2020-11-04; Description 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 2.02.
- 2020-09-28: Form 8-K; Period of report 2020-09-25; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2020-08-07: Form 8-K; Period of report 2020-08-06; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-12-31 | 8-K | 2020-12-28 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics | 1.01 Entry into a Material Definitive Agreement. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K regarding the issuance of the Warrants and the Private Placement is incorporated into this Item 3.02 by reference. 5.05 Effective December 30, 2020, the board of directors of the Company adopted a new Code of Business Conduct and Ethics (the “Code”). | smtx-8k_20201228.htm |
| 2020-11-05 | 8-K | 2020-11-04 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.02 On November 4, 2020, SMTC Corporation (“Company”) issued a press release announcing its financial results for the third quarter ended September 27, 2020 (the “Press Release”). 5.02 On November 4, 2020, the Company announced that Richard J. Fitzgerald, Chief Operating Officer, has decided for personal reasons to pursue other opportunities. | smtx-8k_20201104.htm |
| 2020-09-28 | 8-K | 2020-09-25 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03 as if fully set forth herein. | smtx-8k_20200925.htm |
| 2020-08-07 | 8-K | 2020-08-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On August 6, 2020, the Company held its annual meeting of stockholders (the “Annual Meeting”). | smtx-8k_20200806.htm |
| 2020-08-06 | 8-K | 2020-08-05 | 2.02 Results of Operations and Financial Condition | 2.02 On August 5, 2020, SMTC Corporation (“Company”) issue a press release announcing its financial results for the second quarter ended June 28, 2020 (the “Press Release”). | smtx-8k_20200805.htm |
| 2020-06-29 | 8-K | 2020-06-26 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure provided under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03 as if fully set forth herein. | smtx-8k_20200626.htm |
| 2020-05-07 | 8-K | 2020-05-06 | 2.02 Results of Operations and Financial Condition | 2.02 On May 6, 2020, SMTC Corporation issued a press release announcing its first quarter 2020 financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_050720.htm |
| 2020-03-13 | 8-K | 2020-03-12 | 2.02 Results of Operations and Financial Condition | 2.02 On March 12, 2020, SMTC Corporation issued a press release announcing its fourth quarter and fiscal year 2019 financial results, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_031320.htm |