SINCLAIR BROADCAST GROUP, LLC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 67 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-23: Reporting owner SMITH DAVID D; Form 4; Security Class B Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-12-23: Reporting owner SMITH DAVID D; Form 4; Security Class B Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-12-23: Reporting owner SMITH DAVID D; Form 4; Security Class B Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-12-23: Reporting owner SMITH DAVID D; Form 4; Security Class B Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +375,000 5,786,072 owned after | $31.50 | 2020-12-28 | |
| 2020-12-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +375,000 6,161,072 owned after | $31.50 | 2020-12-28 | |
| 2020-12-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +375,000 6,536,072 owned after | $31.50 | 2020-12-28 | |
| 2020-12-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +375,000 6,911,072 owned after | $31.50 | 2020-12-28 | |
| 2020-12-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | J Other acquisition or disposition (describe transaction) | −638,298 1,605,032 owned after | $0.00 | 2020-12-23 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −375,000 6,536,072 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −375,000 6,161,072 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −375,000 5,786,072 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −375,000 5,411,072 owned after | $0.00 | 2020-11-24 | |
| 2020-11-23 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.00 | 2020-11-24 | |
| 2020-11-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +631,000 4,287,072 owned after | $26.76 | 2020-11-24 | |
| 2020-11-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +631,000 4,918,072 owned after | $26.76 | 2020-11-24 | |
| 2020-11-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +631,000 5,549,072 owned after | $26.76 | 2020-11-24 | |
| 2020-11-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +631,000 6,180,027 owned after | $26.76 | 2020-11-24 | |
| 2020-11-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +731,000 6,911,072 owned after | $26.76 | 2020-11-24 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −631,000 6,280,072 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +631,000 631,000 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −731,000 5,549,072 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +731,000 731,000 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −631,000 4,918,072 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +631,000 631,000 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −631,000 4,287,072 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +631,000 631,000 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −631,000 3,656,072 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +631,000 631,000 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,000 3,737,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,000 3,818,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,000 3,899,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,000 3,980,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,000 4,061,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 4,161,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 4,361,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 4,461,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 4,561,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 4,661,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 4,911,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 5,161,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 5,411,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 5,661,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 5,911,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,011,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 6,211,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,311,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,411,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,511,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,611,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,711,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,811,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 6,911,072 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +147,000 6,284,312 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +169,900 6,454,212 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +400,000 6,854,212 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −716,900 6,137,312 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +716,900 716,900 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH ROBERT E Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +250,000 6,186,804 owned after | $13.54 | 2020-03-18 | |
| 2020-03-17 | SMITH ROBERT E Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 5,936,804 owned after | $0.00 | 2020-03-18 | |
| 2020-03-17 | SMITH ROBERT E Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2020-03-18 | |
| 2020-02-24 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +638,298 2,243,330 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | Ripley Christopher Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +638,298 1,113,298 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | RUTISHAUSER LUCY Officer (EVP & Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,745 95,745 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | Gibber David B Officer (SVP & General Counsel) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,191 53,191 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | Bray Justin LeRoy Officer (Treasurer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,638 10,638 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | BOCHENEK DAVID R Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,957 15,957 owned after | $0.00 | 2020-02-26 | |
| 2020-01-16 | Weisbord Robert Officer (Pres., Local News & Marketing) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2020-01-21 |