SINCLAIR BROADCAST GROUP, LLC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-02: Reporting owner SMITH DAVID D; Form 4; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-02: Reporting owner Weisbord Robert; Form 4; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-02: Reporting owner BOCHENEK DAVID R; Form 4; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-02: Reporting owner RUTISHAUSER LUCY; Form 4; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +413,337 743,733 owned after | $0.00 | 2023-03-06 | |
| 2023-03-02 | Weisbord Robert Officer (COO & President of Broadcast) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,926 243,926 owned after | $0.00 | 2023-03-06 | |
| 2023-03-02 | BOCHENEK DAVID R Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,178 66,388 owned after | $0.00 | 2023-03-06 | |
| 2023-03-02 | RUTISHAUSER LUCY Officer (SVP & CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +206,637 483,768 owned after | $0.00 | 2023-03-06 | |
| 2023-03-02 | Ripley Christopher Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +413,337 2,405,477 owned after | $0.00 | 2023-03-06 | |
| 2023-03-02 | Gibber David B Officer (SVP & General Counsel) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,141 202,507 owned after | $0.00 | 2023-03-06 | |
| 2023-03-02 | Bray Justin LeRoy Officer (SVP & Treasurer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,785 49,577 owned after | $0.00 | 2023-03-06 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,500,000 2,411,072 owned after | $16.70 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,500,000 3,911,072 owned after | $16.70 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,500,000 5,411,072 owned after | $16.70 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,500,000 6,911,072 owned after | $16.70 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −1,500,000 5,411,072 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +1,500,000 1,500,000 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −1,500,000 3,911,072 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +1,500,000 1,500,000 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −1,500,000 2,411,072 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +1,500,000 1,500,000 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −1,500,000 911,072 owned after | $0.00 | 2023-02-28 | |
| 2023-02-27 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +1,500,000 1,500,000 owned after | $0.00 | 2023-02-28 | |
| 2023-02-23 | SMITH ROBERT E Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +9,750 6,058,354 owned after | $0.00 | 2023-03-02 | |
| 2023-02-23 | SMITH ROBERT E Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | −9,750 121,750 owned after | $0.00 | 2023-03-02 | |
| 2023-02-23 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +594,900 5,901,586 owned after | $17.93 | 2023-02-27 | |
| 2023-02-23 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +500,000 6,401,586 owned after | $17.93 | 2023-02-27 | |
| 2023-02-23 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −1,094,900 5,306,686 owned after | $0.00 | 2023-02-27 | |
| 2023-02-23 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +1,094,900 1,094,900 owned after | $0.00 | 2023-02-27 |