SINCLAIR BROADCAST GROUP, LLC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-03-22: Reporting owner SMITH DAVID D; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-14: Reporting owner SMITH DAVID D; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-03-22 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 2,610,000 owned after | $15.78 exercise price | 2017-03-24 | |
| 2017-02-14 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 2,810,000 owned after | $0.00 | 2017-02-17 |