SINCLAIR BROADCAST GROUP, LLC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-04-16: Reporting owner Beyer Laurie R; Form 3; Security None; Transaction Holding.
- 2021-04-12: Reporting owner SMITH J DUNCAN; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2021-04-09: Reporting owner SMITH J DUNCAN; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2021-04-08: Reporting owner SMITH J DUNCAN; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-04-16 holding as of filing | Beyer Laurie R Director | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-04-16 | |
| 2021-04-12 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −69,366 5,806,686 owned after | $0.00 | 2021-04-13 | |
| 2021-04-09 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −31,025 5,876,052 owned after | $0.00 | 2021-04-13 | |
| 2021-04-08 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −150,000 5,907,077 owned after | $0.00 | 2021-04-09 | |
| 2021-04-07 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −65,036 6,057,077 owned after | $0.00 | 2021-04-09 | |
| 2021-04-06 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −48,243 6,122,113 owned after | $0.00 | 2021-04-07 | |
| 2021-04-05 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −66,289 6,170,356 owned after | $0.00 | 2021-04-07 | |
| 2021-04-01 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,667 6,236,645 owned after | $0.00 | 2021-04-05 | |
| 2021-03-29 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 6,127,312 owned after | $0.00 | 2021-03-31 | |
| 2021-03-17 | SMITH ROBERT E Director, 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +42,000 5,978,804 owned after | $0.00 | 2022-02-10 | |
| 2021-03-17 | SMITH ROBERT E Director, 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | −42,000 208,000 owned after | $0.00 | 2022-02-10 | |
| 2021-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +122,000 5,806,686 owned after | $0.00 | 2022-02-10 | |
| 2021-03-17 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | −122,000 594,900 owned after | $0.00 | 2022-02-10 | |
| 2021-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 1,853,478 owned after | $12.07 exercise price | 2021-03-19 | |
| 2021-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 1,453,478 owned after | $11.68 exercise price | 2021-03-19 | |
| 2021-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 953,478 owned after | $14.21 exercise price | 2021-03-19 | |
| 2021-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 753,478 owned after | $27.86 exercise price | 2021-03-19 | |
| 2021-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −205,032 548,446 owned after | $24.93 exercise price | 2021-03-19 | |
| 2021-03-17 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −548,446 0 owned after | $33.05 exercise price | 2021-03-19 | |
| 2021-03-12 | Weisbord Robert Officer (Pres., Local News & Marketing) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 150,000 owned after | $33.75 exercise price | 2021-03-17 | |
| 2021-03-12 | BOCHENEK DAVID R Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,978 21,690 owned after | $28.20 exercise price | 2021-03-17 | |
| 2021-03-11 | Gibber David B Officer (SVP & General Counsel) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,595 72,300 owned after | $28.20 exercise price | 2021-03-15 | |
| 2021-02-19 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +548,446 2,153,478 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | RUTISHAUSER LUCY Officer (SVP & CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,267 178,012 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | BOCHENEK DAVID R Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,711 29,668 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Gibber David B Officer (SVP & General Counsel) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,704 98,895 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Ripley Christopher Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +548,446 1,661,744 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Bray Justin LeRoy Officer (Treasurer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,141 19,779 owned after | $0.00 | 2021-02-23 | |
| 2021-02-04 holding as of filing | Lewis Jeffrey Edward Officer (Chief Compliance Officer) | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-02-04 |