SINCLAIR BROADCAST GROUP, LLC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-24: Reporting owner SMITH DAVID D; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2019-12-18: Reporting owner SMITH J DUNCAN; Form 5; Security Class B Common Stock; Transaction G Bona fide gift.
- 2019-12-18: Reporting owner SMITH ROBERT E; Form 5; Security Class B Common Stock; Transaction G Bona fide gift.
- 2019-12-18: Reporting owner SMITH ROBERT E; Form 5; Security Class B Common Stock; Transaction G Bona fide gift.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-24 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −300,000 4,056,072 owned after | $0.00 | 2019-12-26 | |
| 2019-12-18 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | −169,900 169,900 owned after | $0.00 | 2020-02-11 | |
| 2019-12-18 | SMITH ROBERT E Director, 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 5,936,804 owned after | $0.00 | 2020-02-10 | |
| 2019-12-18 | SMITH ROBERT E Director, 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +250,000 250,000 owned after | $0.00 | 2020-02-10 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −200,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-12-05 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5/A | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-11-14 holding as of filing | Krolik Jeffrey Officer (President - Fox Sports Net) | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-11-14 | |
| 2019-11-12 | SMITH J DUNCAN Director, Officer (Secretary), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +169,900 6,436,312 owned after | $0.00 | 2020-02-11 | |
| 2019-11-12 holding as of filing | Chambers William Officer (EVP Finance - Fox Sports Net) | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-11-12 | |
| 2019-11-08 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +40,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-11-08 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +40,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-11-08 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +40,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-11-08 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +40,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-11-08 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | +40,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −250,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-08-20 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −200,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −100,000 4,056,072 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-02-12 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,968 2,980,032 owned after | $24.93 exercise price | 2019-05-10 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 2,580,032 owned after | $31.40 exercise price | 2019-05-10 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 2,080,032 owned after | $35.70 exercise price | 2019-05-10 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −225,000 1,855,032 owned after | $33.80 exercise price | 2019-05-10 | |
| 2019-05-09 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 1,605,032 owned after | $32.81 exercise price | 2019-05-10 | |
| 2019-02-26 | SMITH DAVID D Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 3,085,000 owned after | $0.00 | 2019-02-28 | |
| 2019-02-26 | Ripley Christopher Officer (President & CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 475,000 owned after | $0.00 | 2019-02-28 | |
| 2019-02-01 holding as of filing | Legg Benson E Director | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-02-01 |