SIMPLICITY BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-31: Reporting owner Carandang Jean; Form 4; Security Stock Options; Transaction Holding.
- 2014-07-31: Reporting owner THOMPSON JEANNE R; Form 4; Security Stock Options; Transaction Holding.
- 2014-07-31: Reporting owner THOMPSON JEANNE R; Form 4; Security Stock Options; Transaction Holding.
- 2014-07-31: Reporting owner Luton Dustin; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-31 holding as of filing | Carandang Jean Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | Holding | 5,395 owned after | $10.84 exercise price | 2014-07-31 | |
| 2014-07-31 holding as of filing | THOMPSON JEANNE R Officer (Chief Administrative Officer) | 4 | Stock Options Derivative · Direct | Holding | 10,791 owned after | $10.84 exercise price | 2014-07-31 | |
| 2014-07-31 holding as of filing | THOMPSON JEANNE R Officer (Chief Administrative Officer) | 4 | Stock Options Derivative · Direct | Holding | 15,826 owned after | $20.16 exercise price | 2014-07-31 | |
| 2014-07-31 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 8,000 owned after | $12.30 exercise price | 2014-07-31 | |
| 2014-07-31 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 14,388 owned after | $10.84 exercise price | 2014-07-31 | |
| 2014-07-31 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 28,776 owned after | $24.19 exercise price | 2014-07-31 | |
| 2014-03-25 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $11.72 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | Weisshar Laura G Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | Weisshar Laura G Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $16.68 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | STEINBACH ROBERT C Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | STEINBACH ROBERT C Director | 4 | Stock Options Derivative · Direct | Holding | 10,072 owned after | $20.16 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | Holding | 4,855 owned after | $10.84 exercise price | 2014-03-25 | |
| 2014-03-14 | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 4,855 owned after | $10.84 exercise price | 2014-03-18 | |
| 2014-03-11 | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320 5,055 owned after | $10.84 exercise price | 2014-03-13 | |
| 2014-03-10 | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,759 5,375 owned after | $10.84 exercise price | 2014-03-11 | |
| 2014-03-07 | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,116 9,134 owned after | $10.84 exercise price | 2014-03-11 | |
| 2014-03-04 | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,138 10,250 owned after | $10.84 exercise price | 2014-03-06 |