SIMPLICITY BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-16: Reporting owner STEINBACH ROBERT C; Form 3; Security Stock Options; Transaction Holding.
- 2010-12-16: Reporting owner STEINBACH ROBERT C; Form 3; Security Stock Options; Transaction Holding.
- 2010-11-19: Reporting owner ZWERN RITA H; Form 3; Security Stock Options; Transaction Holding.
- 2010-11-19: Reporting owner ZWERN RITA H; Form 3; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-16 holding as of filing | STEINBACH ROBERT C Director | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-12-16 | ||
| 2010-12-16 holding as of filing | STEINBACH ROBERT C Director | 3 | Stock Options Derivative · Direct | Holding | $20.16 exercise price | 2010-12-16 | ||
| 2010-11-19 holding as of filing | ZWERN RITA H Director | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | ZWERN RITA H Director | 3 | Stock Options Derivative · Direct | Holding | $20.16 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Weisshar Laura G Director | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Weisshar Laura G Director | 3 | Stock Options Derivative · Direct | Holding | $16.68 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | THOMPSON JEANNE R Officer (Chief Admin. Officer of Sub.) | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | THOMPSON JEANNE R Officer (Chief Admin. Officer of Sub.) | 3 | Stock Options Derivative · Direct | Holding | $20.16 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Sacher Michael J Director | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Sacher Michael J Director | 3 | Stock Options Derivative · Direct | Holding | $11.72 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Sacher Michael J Director | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Sacher Michael J Director | 3 | Stock Options Derivative · Direct | Holding | $11.72 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Luton Dustin Officer (Chief Financial Officer) | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Luton Dustin Officer (Chief Financial Officer) | 3 | Stock Options Derivative · Direct | Holding | $24.19 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | HUBER NANCY J Officer (Chief Credit Officer of Sub.) | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | HUBER NANCY J Officer (Chief Credit Officer of Sub.) | 3 | Stock Options Derivative · Direct | Holding | $20.16 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | HOVELAND K M Director, Officer (President and CEO) | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | HOVELAND K M Director, Officer (President and CEO) | 3 | Stock Options Derivative · Direct | Holding | $20.16 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | Carandang Jean Officer (CFO of Subsidiary) | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 | ||
| 2010-11-19 holding as of filing | BREEDEN JAMES L Director | 3 | Stock Options Derivative · Direct | Holding | $10.84 exercise price | 2010-11-19 |