SIMPLICITY BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-14: Reporting owner Sacher Michael J; Form 4; Security Stock Options; Transaction Holding.
- 2011-11-14: Reporting owner Sacher Michael J; Form 4; Security Stock Options; Transaction Holding.
- 2011-11-08: Reporting owner Sacher Michael J; Form 4; Security Stock Options; Transaction Holding.
- 2011-11-08: Reporting owner Sacher Michael J; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-14 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2011-11-14 | |
| 2011-11-14 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $11.72 exercise price | 2011-11-14 | |
| 2011-11-08 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2011-11-08 | |
| 2011-11-08 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $11.72 exercise price | 2011-11-08 | |
| 2011-06-30 holding as of filing | THOMPSON JEANNE R Officer (Chief Admin. Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 10,791 owned after | $10.84 exercise price | 2011-06-30 | |
| 2011-06-30 holding as of filing | THOMPSON JEANNE R Officer (Chief Admin. Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 15,826 owned after | $20.16 exercise price | 2011-06-30 | |
| 2011-06-30 holding as of filing | Luton Dustin Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | Holding | 14,388 owned after | $10.84 exercise price | 2011-06-30 | |
| 2011-06-30 holding as of filing | Luton Dustin Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | Holding | 28,776 owned after | $24.19 exercise price | 2011-06-30 | |
| 2011-06-30 holding as of filing | HUBER NANCY J Officer (Chief Credit Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 10,791 owned after | $10.84 exercise price | 2011-06-30 | |
| 2011-06-30 holding as of filing | HUBER NANCY J Officer (Chief Credit Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 15,826 owned after | $20.16 exercise price | 2011-06-30 | |
| 2011-06-30 holding as of filing | Carandang Jean Officer (CFO of Subsidiary) | 4 | Stock Options Derivative · Direct | Holding | 5,396 owned after | $10.84 exercise price | 2011-06-30 | |
| 2011-06-28 | Luton Dustin Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $12.30 exercise price | 2011-06-30 | |
| 2011-05-13 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2011-05-13 | |
| 2011-05-13 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $11.72 exercise price | 2011-05-13 | |
| 2011-02-18 holding as of filing | ZWERN RITA H Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2011-02-18 | |
| 2011-02-18 holding as of filing | ZWERN RITA H Director | 4 | Stock Options Derivative · Direct | Holding | 10,072 owned after | $20.16 exercise price | 2011-02-18 | |
| 2011-01-04 holding as of filing | THOMPSON JEANNE R Officer (Chief Admin. Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 10,791 owned after | $10.85 exercise price | 2011-01-04 | |
| 2011-01-04 holding as of filing | THOMPSON JEANNE R Officer (Chief Admin. Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 15,826 owned after | $20.16 exercise price | 2011-01-04 | |
| 2011-01-04 holding as of filing | HUBER NANCY J Officer (Chief Credit Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 10,791 owned after | $10.85 exercise price | 2011-01-04 | |
| 2011-01-04 holding as of filing | HUBER NANCY J Officer (Chief Credit Officer of Sub.) | 4 | Stock Options Derivative · Direct | Holding | 15,826 owned after | $20.16 exercise price | 2011-01-04 |