SIMPLICITY BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-01: Reporting owner THOMPSON JEANNE R; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-03-01: Reporting owner Carandang Jean; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-03-01: Reporting owner Weisshar Laura G; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-03-01: Reporting owner Weisshar Laura G; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-01 | THOMPSON JEANNE R Officer (Chief Admin. Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,791 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | Carandang Jean Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,395 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | Weisshar Laura G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,194 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | Weisshar Laura G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,194 0 owned after | $16.68 exercise price | 2015-03-02 | |
| 2015-03-01 | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,855 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | STEINBACH ROBERT C Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,194 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,194 0 owned after | $11.72 exercise price | 2015-03-02 | |
| 2015-03-01 | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,194 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $12.30 exercise price | 2015-03-02 | |
| 2015-03-01 | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,388 0 owned after | $10.84 exercise price | 2015-03-02 | |
| 2015-03-01 | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,776 0 owned after | $24.19 exercise price | 2015-03-02 | |
| 2015-02-23 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $11.72 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2015-02-23 |