SIMPLICITY BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-16: Reporting owner Carandang Jean; Form 4; Security Stock Options; Transaction Holding.
- 2013-09-12: Reporting owner Luton Dustin; Form 4; Security Stock Options; Transaction Holding.
- 2013-09-12: Reporting owner Luton Dustin; Form 4; Security Stock Options; Transaction Holding.
- 2013-09-12: Reporting owner Luton Dustin; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-16 holding as of filing | Carandang Jean Officer (CFO) | 4 | Stock Options Derivative · Direct | Holding | 5,396 owned after | $10.84 exercise price | 2013-09-16 | |
| 2013-09-12 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 8,000 owned after | $12.30 exercise price | 2013-09-12 | |
| 2013-09-12 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 14,388 owned after | $10.84 exercise price | 2013-09-12 | |
| 2013-09-12 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 28,776 owned after | $24.19 exercise price | 2013-09-12 | |
| 2013-09-12 holding as of filing | Carandang Jean Officer (CFO) | 4 | Stock Options Derivative · Direct | Holding | 5,396 owned after | $10.84 exercise price | 2013-09-12 | |
| 2013-08-30 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 8,000 owned after | $12.30 exercise price | 2013-08-30 | |
| 2013-08-30 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 14,388 owned after | $10.84 exercise price | 2013-08-30 | |
| 2013-08-30 holding as of filing | Luton Dustin Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 28,776 owned after | $24.19 exercise price | 2013-08-30 | |
| 2013-08-12 holding as of filing | THOMPSON JEANNE R Officer (Chief Administrative Officer) | 4 | Stock Options Derivative · Direct | Holding | 10,791 owned after | $10.84 exercise price | 2013-08-12 | |
| 2013-08-12 holding as of filing | THOMPSON JEANNE R Officer (Chief Administrative Officer) | 4 | Stock Options Derivative · Direct | Holding | 15,826 owned after | $20.16 exercise price | 2013-08-12 | |
| 2013-08-12 holding as of filing | Carandang Jean Officer (CFO) | 4 | Stock Options Derivative · Direct | Holding | 5,396 owned after | $10.84 exercise price | 2013-08-12 | |
| 2013-03-29 holding as of filing | STEINBACH ROBERT C Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | STEINBACH ROBERT C Director | 4 | Stock Options Derivative · Direct | Holding | 10,072 owned after | $20.16 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Sacher Michael J Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $11.72 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Weisshar Laura G Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $10.84 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Weisshar Laura G Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $16.68 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | BREEDEN JAMES L Director | 4 | Stock Options Derivative · Direct | Holding | 14,388 owned after | $10.84 exercise price | 2013-03-29 |