SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-04: Reporting owner KELLER ERIC J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-04: Reporting owner KELLER ERIC J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-01: Reporting owner KELLER ERIC J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-15: Reporting owner Manca Brian; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-04 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,380 0 owned after | $10.39 exercise price | 2013-11-05 | |
| 2013-11-04 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 0 owned after | $14.20 exercise price | 2013-11-05 | |
| 2013-11-01 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,606 3,380 owned after | $10.39 exercise price | 2013-11-05 | |
| 2013-10-15 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83 1,334 owned after | $45.91 exercise price | 2013-10-17 | |
| 2013-09-16 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83 1,417 owned after | $45.91 exercise price | 2013-09-18 | |
| 2013-08-15 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84 1,500 owned after | $45.91 | 2013-08-16 | |
| 2013-07-15 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83 1,584 owned after | $45.91 exercise price | 2013-07-15 | |
| 2013-06-19 | KILLEEN STEPHEN J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,740 0 owned after | $12.97 | 2013-06-21 | |
| 2013-06-17 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83 1,667 owned after | $45.91 | 2013-06-19 | |
| 2013-06-07 | KILLEEN STEPHEN J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $16.51 exercise price | 2013-06-07 | |
| 2013-06-07 | KILLEEN STEPHEN J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,740 0 owned after | $17.75 exercise price | 2013-06-07 | |
| 2013-06-07 | KILLEEN STEPHEN J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,260 2,740 owned after | $12.97 exercise price | 2013-06-07 | |
| 2013-06-07 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 1,750 owned after | $45.91 exercise price | 2013-06-07 | |
| 2013-06-07 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $15.29 exercise price | 2013-06-07 | |
| 2013-04-11 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,337 0 owned after | $5.50 exercise price | 2013-04-12 | |
| 2013-04-11 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,121 4,084 owned after | $16.51 exercise price | 2013-04-12 | |
| 2013-04-11 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,084 0 owned after | $16.51 exercise price | 2013-04-12 | |
| 2013-03-15 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,532 0 owned after | $15.29 | 2013-03-15 | |
| 2013-03-15 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,624 0 owned after | $10.39 exercise price | 2013-03-15 | |
| 2013-03-15 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,844 7,337 owned after | $5.50 exercise price | 2013-03-15 | |
| 2013-03-08 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,545 4,532 owned after | $15.29 exercise price | 2013-03-08 | |
| 2013-03-07 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,410 6,077 owned after | $15.29 exercise price | 2013-03-07 | |
| 2013-03-06 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,244 50,487 owned after | $15.29 exercise price | 2013-03-07 | |
| 2013-03-05 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,940 107,731 owned after | $15.29 exercise price | 2013-03-07 | |
| 2013-02-28 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,062 118,671 owned after | $15.29 exercise price | 2013-03-01 | |
| 2013-02-27 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −118,671 24,205 owned after | $16.51 exercise price | 2013-03-01 | |
| 2013-02-27 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,267 139,733 owned after | $15.29 exercise price | 2013-03-01 | |
| 2013-02-15 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 142,876 owned after | $16.51 exercise price | 2013-02-20 | |
| 2013-02-13 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 12,986 owned after | $10.39 exercise price | 2013-02-15 | |
| 2013-02-08 | WHITE JAMES N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $16.51 exercise price | 2013-02-12 | |
| 2013-02-08 | WHITE JAMES N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.75 exercise price | 2013-02-12 | |
| 2013-02-08 | WHITE JAMES N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $12.97 exercise price | 2013-02-12 | |
| 2013-02-07 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 167,876 owned after | $16.51 exercise price | 2013-02-08 | |
| 2013-02-07 | KILLEEN STEPHEN J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 5,000 owned after | $16.51 exercise price | 2013-02-08 | |
| 2013-02-06 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $26.70 exercise price | 2013-02-08 | |
| 2013-02-06 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $9.75 exercise price | 2013-02-08 | |
| 2013-02-06 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $16.24 exercise price | 2013-02-08 | |
| 2013-02-06 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −155,376 9,624 owned after | $10.39 exercise price | 2013-02-08 | |
| 2013-02-06 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,124 187,876 owned after | $16.51 exercise price | 2013-02-08 | |
| 2013-01-02 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 32,986 owned after | $10.39 exercise price | 2013-01-03 |