SHORETEL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-11: Reporting owner Skidmore Constance Ellen; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-11: Reporting owner KISSNER CHARLES; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-11: Reporting owner DENMAN KENNETH D; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-11: Reporting owner BREGMAN MARK; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | Skidmore Constance Ellen Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $0.00 | 2016-11-14 | |
| 2016-11-11 | KISSNER CHARLES Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $0.00 | 2016-11-14 | |
| 2016-11-11 | DENMAN KENNETH D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $0.00 | 2016-11-14 | |
| 2016-11-11 | BREGMAN MARK Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | THOMPSON EDWARD Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | Vejvoda Josef Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | Skidmore Constance Ellen Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | ROBISON SHANE V Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | KISSNER CHARLES Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | DENMAN KENNETH D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2016-11-14 | |
| 2016-11-09 | BREGMAN MARK Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2016-11-14 | |
| 2016-09-11 | Oruganti Bharath Officer (SVP Services and Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2016-09-13 | |
| 2016-08-31 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200 4,200 owned after | $0.00 | 2016-09-02 | |
| 2016-08-31 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,500 owned after | $0.00 | 2016-09-02 | |
| 2016-08-29 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 1,600 owned after | $0.00 | 2016-08-30 | |
| 2016-08-26 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −462 462 owned after | $0.00 | 2016-08-30 | |
| 2016-08-21 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $0.00 | 2016-08-23 | |
| 2016-08-21 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2016-08-23 | |
| 2016-08-21 | Oruganti Bharath Officer (SVP Services and Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2016-08-23 | |
| 2016-08-21 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2016-08-23 | |
| 2016-08-21 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $0.00 | 2016-08-23 | |
| 2016-08-18 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-08-19 | |
| 2016-08-18 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2016-08-19 | |
| 2016-08-18 | Oruganti Bharath Officer (SVP Services and Operations) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2016-08-19 | |
| 2016-08-18 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2016-08-19 | |
| 2016-08-18 | Corrales Eugenia Officer (Sr. VP of Product) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2016-08-19 | |
| 2016-08-18 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2016-08-19 | |
| 2016-08-17 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $0.00 | 2016-08-30 | |
| 2016-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Oruganti Bharath Officer (SVP Services and Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 11,000 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Oruganti Bharath Officer (SVP Services and Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2016-08-17 | |
| 2016-07-28 | Corrales Eugenia Officer (Sr. VP of Product) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $0.00 | 2016-07-29 | |
| 2016-07-01 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,024 0 owned after | $0.00 | 2016-07-06 | |
| 2016-06-11 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2016-06-14 |