SHORETEL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-02: Reporting owner KISSNER CHARLES; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-02: Reporting owner THOMPSON EDWARD; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-02: Reporting owner GREGOIRE MICHAEL P; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-02: Reporting owner DENMAN KENNETH D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-02 | KISSNER CHARLES Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2012-11-26 | |
| 2012-11-02 | THOMPSON EDWARD Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2012-11-26 | |
| 2012-11-02 | GREGOIRE MICHAEL P Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2012-11-26 | |
| 2012-11-02 | DENMAN KENNETH D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2012-11-26 | |
| 2012-11-02 | Daichendt Gary James Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2012-11-26 | |
| 2012-11-02 | BREGMAN MARK Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2012-11-26 | |
| 2012-08-27 | HAHN AVA Officer (VP, Corp Dev & General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $0.00 | 2012-08-28 | |
| 2012-08-17 | HAHN AVA Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 2,750 owned after | $0.00 | 2012-08-20 | |
| 2012-08-17 | Basart Edwin J Officer (CTO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2012-08-20 | |
| 2012-08-17 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2012-08-20 | |
| 2012-08-17 | Rump Pedro E Officer (VP, Engineering and Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2012-08-20 | |
| 2012-08-15 | HAHN AVA Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2012-08-16 | |
| 2012-08-15 | Basart Edwin J Officer (CTO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $0.00 | 2012-08-16 | |
| 2012-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2012-08-16 | |
| 2012-08-15 | Rump Pedro E Officer (VP, Engineering and Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $0.00 | 2012-08-16 | |
| 2012-07-09 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2012-07-13 | |
| 2012-07-01 | Joos Donald Officer (SVP, Business Operations) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,096 24,096 owned after | $0.00 | 2012-07-13 | |
| 2012-05-11 | HAHN AVA Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 3,400 owned after | $0.00 | 2012-05-14 | |
| 2012-02-11 | Girskis Don Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 25,000 owned after | $0.00 | 2012-02-13 |