SANDISK CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-25: Reporting owner Nir Yehoshua; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-25: Reporting owner Nir Yehoshua; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-14: Reporting owner Nir Yehoshua; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-05: Reporting owner Nir Yehoshua; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-25 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,969 9,846 owned after | $51.71 exercise price | 2015-11-30 | |
| 2015-11-25 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 1,125 owned after | $47.79 exercise price | 2015-11-30 | |
| 2015-10-14 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,968 11,815 owned after | $51.71 exercise price | 2015-10-15 | |
| 2015-10-05 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 2,250 owned after | $47.79 exercise price | 2015-10-06 | |
| 2015-06-18 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-06-18 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-06-18 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-06-18 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-06-18 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-06-18 | MERCER D SCOTT Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-06-18 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $65.21 exercise price | 2015-06-22 | |
| 2015-05-26 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,968 13,783 owned after | $51.71 exercise price | 2015-05-27 | |
| 2015-05-26 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 3,375 owned after | $47.79 exercise price | 2015-05-27 | |
| 2015-02-27 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,968 15,751 owned after | $51.71 exercise price | 2015-03-03 | |
| 2015-02-27 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 4,500 owned after | $47.79 exercise price | 2015-03-03 | |
| 2015-02-27 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,239 0 owned after | $48.85 exercise price | 2015-03-03 | |
| 2015-02-22 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187,500 187,500 owned after | $82.63 exercise price | 2015-02-23 | |
| 2015-02-17 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $82.20 exercise price | 2015-02-19 | |
| 2015-02-17 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $82.20 exercise price | 2015-02-19 | |
| 2015-02-17 | Sadana Sumit Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $82.20 exercise price | 2015-02-19 | |
| 2015-02-17 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $82.20 exercise price | 2015-02-19 | |
| 2015-02-17 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $82.20 exercise price | 2015-02-19 | |
| 2015-02-02 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 15,469 owned after | $47.79 exercise price | 2015-02-03 | |
| 2015-02-02 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,712 3,713 owned after | $48.85 exercise price | 2015-02-03 |