SANDISK CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-12: Reporting owner Sivaram Srinivasan; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-05-12: Reporting owner Sivaram Srinivasan; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-05-12: Reporting owner Sivaram Srinivasan; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-05-12: Reporting owner Sadana Sumit; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $61.10 exercise price | 2016-05-13 | |
| 2016-05-12 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $74.59 exercise price | 2016-05-13 | |
| 2016-05-12 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $82.20 exercise price | 2016-05-13 | |
| 2016-05-12 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,475 0 owned after | $48.85 exercise price | 2016-05-13 | |
| 2016-05-12 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,719 0 owned after | $47.79 exercise price | 2016-05-13 | |
| 2016-05-12 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,094 0 owned after | $51.71 exercise price | 2016-05-13 | |
| 2016-05-12 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $74.59 exercise price | 2016-05-13 | |
| 2016-05-12 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $82.20 exercise price | 2016-05-13 | |
| 2016-05-12 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,150 0 owned after | $48.85 exercise price | 2016-05-13 | |
| 2016-05-12 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,626 0 owned after | $47.79 exercise price | 2016-05-13 | |
| 2016-05-12 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,438 0 owned after | $51.71 exercise price | 2016-05-13 | |
| 2016-05-12 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,250 0 owned after | $74.59 exercise price | 2016-05-13 | |
| 2016-05-12 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,750 0 owned after | $82.20 exercise price | 2016-05-13 | |
| 2016-05-12 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,125 0 owned after | $47.79 exercise price | 2016-05-13 | |
| 2016-05-12 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,846 0 owned after | $51.71 exercise price | 2016-05-13 | |
| 2016-05-12 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,500 0 owned after | $74.59 exercise price | 2016-05-13 | |
| 2016-05-12 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,000 0 owned after | $82.20 exercise price | 2016-05-13 | |
| 2016-05-12 | MERCER D SCOTT Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,708 0 owned after | $60.69 exercise price | 2016-05-13 | |
| 2016-05-12 | MERCER D SCOTT Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | MERCER D SCOTT Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,875 0 owned after | $51.24 exercise price | 2016-05-13 | |
| 2016-05-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,750 0 owned after | $48.85 exercise price | 2016-05-13 | |
| 2016-05-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,875 0 owned after | $47.79 exercise price | 2016-05-13 | |
| 2016-05-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,469 0 owned after | $51.71 exercise price | 2016-05-13 | |
| 2016-05-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −187,500 0 owned after | $74.59 exercise price | 2016-05-13 | |
| 2016-05-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −187,500 0 owned after | $82.63 exercise price | 2016-05-13 | |
| 2016-05-12 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $15.52 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $46.43 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $43.05 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $35.95 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $58.93 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $46.43 exercise price | 2016-05-13 | |
| 2016-05-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $43.05 exercise price | 2016-05-13 | |
| 2016-05-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $35.95 exercise price | 2016-05-13 | |
| 2016-05-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $58.93 exercise price | 2016-05-13 | |
| 2016-05-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $46.43 exercise price | 2016-05-13 | |
| 2016-05-12 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $58.93 exercise price | 2016-05-13 | |
| 2016-05-12 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $46.43 exercise price | 2016-05-13 | |
| 2016-05-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $43.05 exercise price | 2016-05-13 | |
| 2016-05-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $35.95 exercise price | 2016-05-13 | |
| 2016-05-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $58.93 exercise price | 2016-05-13 | |
| 2016-05-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $58.93 exercise price | 2016-05-13 | |
| 2016-05-12 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $65.21 exercise price | 2016-05-13 | |
| 2016-05-12 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $102.20 exercise price | 2016-05-13 | |
| 2016-05-12 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,713 0 owned after | $48.85 exercise price | 2016-05-13 | |
| 2016-05-12 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,469 0 owned after | $47.79 exercise price | 2016-05-13 | |
| 2016-05-12 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,500 0 owned after | $51.71 exercise price | 2016-05-13 | |
| 2016-05-12 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,500 0 owned after | $74.59 exercise price | 2016-05-13 | |
| 2016-05-12 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $82.20 exercise price | 2016-05-13 | |
| 2016-05-12 | Brazeal Mark David Officer (SVP, Chief Legal Officer & IP) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $104.47 exercise price | 2016-05-13 |