SANDISK CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-22: Reporting owner MEHROTRA SANJAY; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-18: Reporting owner Sivaram Srinivasan; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-18: Reporting owner Sadana Sumit; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-18: Reporting owner Robertson Donald F Jr; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-22 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 46,875 owned after | $0.00 | 2016-02-24 | |
| 2016-02-18 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 6,250 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 1,876 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 5,250 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 31,250 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 8,750 owned after | $0.00 | 2016-02-22 | |
| 2016-02-17 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 9,375 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 0 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −812 2,438 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 6,750 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,125 0 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $0.00 | 2016-02-19 | |
| 2016-02-16 | Sivaram Srinivasan Officer (EVP, Memory Technology) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Brazeal Mark David Officer (Chief Legal Officer SVP IP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2016-02-18 | |
| 2016-02-15 | Sadana Sumit Officer (EVP, CSO & GM Enterprise) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 3,125 owned after | $0.00 | 2016-02-24 | |
| 2016-02-15 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 938 owned after | $0.00 | 2016-02-24 | |
| 2016-02-15 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 2,625 owned after | $0.00 | 2016-02-24 | |
| 2016-02-15 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 15,625 owned after | $0.00 | 2016-02-24 | |
| 2016-02-15 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 4,375 owned after | $0.00 | 2016-02-24 | |
| 2016-02-15 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 4,375 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 15,625 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | Nir Yehoshua Officer (SVP, Corp Mktg & GM Retail BU) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 2,625 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 938 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | Sadana Sumit Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 3,125 owned after | $0.00 | 2016-02-17 |