SANDISK CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-09: Reporting owner MEHROTRA SANJAY; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-09: Reporting owner MEHROTRA SANJAY; Form 4; Security Incentive Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-09: Reporting owner MEHROTRA SANJAY; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-09: Reporting owner GOMO STEVEN J; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 16,876 owned after | $21.19 exercise price | 2011-12-09 | |
| 2011-11-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 0 owned after | $21.19 exercise price | 2011-11-09 | |
| 2011-11-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,998 26,876 owned after | $21.19 exercise price | 2011-11-09 | |
| 2011-11-09 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $15.52 exercise price | 2011-11-09 | |
| 2011-11-08 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $15.52 exercise price | 2011-11-09 | |
| 2011-11-02 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 110,000 owned after | $24.18 exercise price | 2011-11-02 | |
| 2011-11-01 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $20.12 exercise price | 2011-11-02 | |
| 2011-11-01 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,135 0 owned after | $24.18 exercise price | 2011-11-02 | |
| 2011-11-01 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −865 120,000 owned after | $24.18 exercise price | 2011-11-02 | |
| 2011-11-01 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,000 0 owned after | $30.23 exercise price | 2011-11-01 | |
| 2011-10-27 | Cedar Yoram Officer (EVP, CTO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 7,500 owned after | $25.18 exercise price | 2011-10-31 | |
| 2011-10-27 | Cedar Yoram Officer (EVP, CTO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 28,125 owned after | $8.16 exercise price | 2011-10-31 | |
| 2011-10-27 | Cedar Yoram Officer (EVP, CTO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $44.79 exercise price | 2011-10-31 | |
| 2011-10-25 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $44.03 exercise price | 2011-10-27 | |
| 2011-10-25 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $41.91 exercise price | 2011-10-27 | |
| 2011-10-25 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,765 1,005 owned after | $25.18 exercise price | 2011-10-27 | |
| 2011-10-25 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 1,875 owned after | $14.57 exercise price | 2011-10-27 | |
| 2011-10-25 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $8.16 exercise price | 2011-10-27 | |
| 2011-10-25 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 7,500 owned after | $28.23 exercise price | 2011-10-27 | |
| 2011-10-25 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −503 1,005 owned after | $25.18 exercise price | 2011-10-27 | |
| 2011-10-25 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 2,813 owned after | $14.57 exercise price | 2011-10-27 | |
| 2011-10-25 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 11,250 owned after | $28.23 exercise price | 2011-10-27 | |
| 2011-10-25 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $8.16 exercise price | 2011-10-27 | |
| 2011-10-25 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $36.03 exercise price | 2011-10-27 | |
| 2011-10-25 | DENUCCIO KEVIN A Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $18.14 exercise price | 2011-10-27 | |
| 2011-10-24 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 77,874 owned after | $34.59 exercise price | 2011-10-25 | |
| 2011-10-11 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,900 87,874 owned after | $34.59 exercise price | 2011-10-11 | |
| 2011-10-10 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 107,774 owned after | $34.59 exercise price | 2011-10-11 | |
| 2011-09-12 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 0 owned after | $8.87 exercise price | 2011-09-14 | |
| 2011-09-12 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,890 0 owned after | $34.59 exercise price | 2011-09-14 | |
| 2011-09-12 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,486 107,874 owned after | $34.59 exercise price | 2011-09-14 | |
| 2011-08-09 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,624 owned after | $8.87 exercise price | 2011-08-09 | |
| 2011-08-01 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 35,000 owned after | $20.12 exercise price | 2011-08-02 | |
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $74.47 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $44.03 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $41.91 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $25.18 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $14.57 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $8.16 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $28.23 exercise price | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $48.85 exercise price | 2011-07-29 | ||
| 2011-07-29 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,473 64,000 owned after | $30.23 exercise price | 2011-07-29 | |
| 2011-07-26 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $26.09 exercise price | 2011-07-28 | |
| 2011-07-26 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,527 73,473 owned after | $30.23 exercise price | 2011-07-28 | |
| 2011-07-12 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 11,624 owned after | $8.87 exercise price | 2011-07-12 | |
| 2011-06-09 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 0 owned after | $8.87 exercise price | 2011-06-09 | |
| 2011-06-09 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,687 21,624 owned after | $8.87 exercise price | 2011-06-09 | |
| 2011-06-07 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-06-07 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-06-07 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-06-07 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-06-07 | DENUCCIO KEVIN A Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-06-07 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-06-07 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $43.05 exercise price | 2011-06-09 | |
| 2011-05-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 20,000 owned after | $8.16 exercise price | 2011-05-27 | |
| 2011-05-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 12,375 owned after | $28.23 exercise price | 2011-05-27 | |
| 2011-05-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,005 1,508 owned after | $25.18 exercise price | 2011-05-27 | |
| 2011-05-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 4,688 owned after | $14.57 exercise price | 2011-05-27 | |
| 2011-05-26 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $36.03 exercise price | 2011-05-27 | |
| 2011-05-18 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $26.09 exercise price | 2011-05-19 | |
| 2011-05-18 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $28.10 exercise price | 2011-05-19 | |
| 2011-05-18 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $15.52 exercise price | 2011-05-19 | |
| 2011-05-10 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,748 0 owned after | $5.41 exercise price | 2011-05-10 | |
| 2011-05-10 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,252 313 owned after | $8.87 exercise price | 2011-05-10 | |
| 2011-05-02 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 75,000 owned after | $20.12 exercise price | 2011-05-03 | |
| 2011-04-11 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 4,748 owned after | $5.41 exercise price | 2011-04-13 | |
| 2011-03-09 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 24,748 owned after | $5.41 exercise price | 2011-03-10 | |
| 2011-02-22 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,800 19,800 owned after | $48.85 exercise price | 2011-02-24 | |
| 2011-02-22 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,800 19,800 owned after | $48.85 exercise price | 2011-02-24 | |
| 2011-02-22 | Cedar Yoram Officer (EVP, CTO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,600 30,600 owned after | $48.85 exercise price | 2011-02-24 | |
| 2011-02-22 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,400 59,400 owned after | $48.85 exercise price | 2011-02-24 | |
| 2011-02-22 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $48.85 exercise price | 2011-02-24 | |
| 2011-02-10 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 5,625 owned after | $14.57 exercise price | 2011-02-11 | |
| 2011-02-10 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 22,500 owned after | $8.16 exercise price | 2011-02-11 | |
| 2011-02-10 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 115,000 owned after | $20.12 exercise price | 2011-02-11 | |
| 2011-02-09 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 44,748 owned after | $5.41 exercise price | 2011-02-11 | |
| 2011-01-11 | MEHROTRA SANJAY Officer (President/COO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 64,748 owned after | $5.41 exercise price | 2011-01-13 | |
| 2011-01-03 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Employee Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,000 270,000 owned after | $51.24 exercise price | 2011-01-05 |