SANDISK CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 110 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-15: Reporting owner Sadana Sumit; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-15: Reporting owner Robertson Donald F Jr; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-15: Reporting owner Quader Khandker N; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-14: Reporting owner Sadana Sumit; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-15 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $51.71 exercise price | 2013-02-20 | |
| 2013-02-15 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $51.71 exercise price | 2013-02-20 | |
| 2013-02-15 | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $51.71 exercise price | 2013-02-20 | |
| 2013-02-14 | Sadana Sumit Officer (EVP, Chief Strategy Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 12,500 owned after | $36.03 exercise price | 2013-02-15 | |
| 2013-02-11 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 105,000 owned after | $41.91 exercise price | 2013-02-12 | |
| 2013-02-04 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 45,000 owned after | $25.18 exercise price | 2013-02-05 | |
| 2013-01-31 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 85,000 owned after | $41.91 exercise price | 2013-02-01 | |
| 2013-01-31 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 131,000 owned after | $24.18 exercise price | 2013-02-01 | |
| 2013-01-10 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,874 0 owned after | $34.59 exercise price | 2013-01-11 | |
| 2013-01-10 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,126 141,000 owned after | $24.18 exercise price | 2013-01-11 |