SANDISK CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-11: Reporting owner MEHROTRA SANJAY; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-04: Reporting owner BRUNER JUDY; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-15: Reporting owner Quader Khandker N; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-09: Reporting owner MEHROTRA SANJAY; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-11 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 7,874 owned after | $34.59 exercise price | 2012-12-13 | |
| 2012-12-04 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 75,000 owned after | $25.18 exercise price | 2012-12-05 | |
| 2012-11-15 | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,230 0 owned after | $8.87 exercise price | 2012-11-16 | |
| 2012-11-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 17,874 owned after | $34.59 exercise price | 2012-11-09 | |
| 2012-11-02 | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,230 owned after | $8.87 exercise price | 2012-11-06 | |
| 2012-10-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 27,874 owned after | $34.59 exercise price | 2012-10-10 | |
| 2012-09-12 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 37,874 owned after | $34.59 exercise price | 2012-09-12 | |
| 2012-08-31 | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $8.87 exercise price | 2012-08-31 | |
| 2012-08-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 57,874 owned after | $34.59 exercise price | 2012-08-10 | |
| 2012-08-01 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $24.18 exercise price | 2012-08-02 | |
| 2012-07-25 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 143,126 owned after | $24.18 exercise price | 2012-07-25 | |
| 2012-07-24 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $14.57 exercise price | 2012-07-25 | |
| 2012-07-24 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 7,500 owned after | $8.16 exercise price | 2012-07-25 | |
| 2012-07-24 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 7,875 owned after | $28.23 exercise price | 2012-07-25 | |
| 2012-07-11 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 153,126 owned after | $24.18 exercise price | 2012-07-12 | |
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.87 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.18 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $59.04 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $53.43 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $25.18 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $14.57 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.16 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $28.23 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $48.85 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $47.79 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $49.40 exercise price | 2012-06-20 | ||
| 2012-06-12 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-12 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-12 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-12 | DENUCCIO KEVIN A Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-12 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-12 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-12 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $35.95 exercise price | 2012-06-13 | |
| 2012-06-11 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 163,126 owned after | $24.18 exercise price | 2012-06-13 | |
| 2012-05-23 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $26.09 exercise price | 2012-05-23 | |
| 2012-05-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 173,126 owned after | $24.18 exercise price | 2012-05-10 | |
| 2012-05-01 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $24.18 exercise price | 2012-05-02 | |
| 2012-04-10 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 67,874 owned after | $34.59 exercise price | 2012-04-11 | |
| 2012-03-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 183,125 owned after | $24.18 exercise price | 2012-03-12 | |
| 2012-02-28 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 60,000 owned after | $24.18 exercise price | 2012-02-28 | |
| 2012-02-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,005 0 owned after | $25.18 exercise price | 2012-02-28 | |
| 2012-02-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +938 1,875 owned after | $14.57 exercise price | 2012-02-28 | |
| 2012-02-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 12,500 owned after | $8.16 exercise price | 2012-02-28 | |
| 2012-02-27 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,250 9,000 owned after | $28.23 exercise price | 2012-02-28 | |
| 2012-02-17 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $47.79 exercise price | 2012-02-22 | |
| 2012-02-17 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $47.79 exercise price | 2012-02-22 | |
| 2012-02-17 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $47.79 exercise price | 2012-02-22 | |
| 2012-02-17 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,500 49,500 owned after | $47.79 exercise price | 2012-02-22 | |
| 2012-02-17 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $47.79 exercise price | 2012-02-22 | |
| 2012-02-10 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 70,000 owned after | $24.18 exercise price | 2012-02-10 | |
| 2012-02-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,011 0 owned after | $24.18 exercise price | 2012-02-10 | |
| 2012-02-09 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,989 193,125 owned after | $24.18 exercise price | 2012-02-10 | |
| 2012-02-01 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 22,500 owned after | $36.03 exercise price | 2012-02-02 | |
| 2012-01-11 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,876 0 owned after | $21.19 exercise price | 2012-01-12 | |
| 2012-01-11 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,124 1,011 owned after | $24.18 exercise price | 2012-01-12 |