SANDISK CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-16: Reporting owner Cedar Yoram; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-16: Reporting owner Cedar Yoram; Form 4; Security Incentive Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-02: Reporting owner HARARI ELIYAHOU ET AL; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-02: Reporting owner HARARI ELIYAHOU ET AL; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-16 | Cedar Yoram Officer (EVP, Eng & Handset Business) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,416 0 owned after | $17.91 exercise price | 2009-11-17 | |
| 2009-11-16 | Cedar Yoram Officer (EVP, Eng & Handset Business) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,584 0 owned after | $17.91 exercise price | 2009-11-17 | |
| 2009-10-02 | HARARI ELIYAHOU ET AL Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 538,720 owned after | $8.87 exercise price | 2009-10-07 | |
| 2009-09-02 | HARARI ELIYAHOU ET AL Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 548,720 owned after | $8.87 exercise price | 2009-09-03 | |
| 2009-08-04 | HARARI ELIYAHOU ET AL Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 558,720 owned after | $8.87 exercise price | 2009-08-06 | |
| 2009-08-04 | DENUCCIO KEVIN A Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $18.14 exercise price | 2009-08-06 | |
| 2009-08-04 | Hu Chenming Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $18.14 exercise price | 2009-08-06 | |
| 2009-06-02 | HARARI ELIYAHOU ET AL Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 568,720 owned after | $8.87 exercise price | 2009-06-03 | |
| 2009-05-27 | MARKS MICHAEL E Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $15.52 exercise price | 2009-05-28 | |
| 2009-05-27 | GOMO STEVEN J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $15.52 exercise price | 2009-05-28 | |
| 2009-05-27 | HARTENSTEIN EDDY W Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $15.52 exercise price | 2009-05-28 | |
| 2009-05-27 | FEDERMAN IRWIN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $15.52 exercise price | 2009-05-28 | |
| 2009-05-27 | MEINDL DR JAMES D Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $15.52 exercise price | 2009-05-28 | |
| 2009-05-27 | Lego Catherine P Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $15.52 exercise price | 2009-05-28 | |
| 2009-05-04 | HARARI ELIYAHOU ET AL Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 578,720 owned after | $8.87 exercise price | 2009-05-05 | |
| 2009-03-05 | MEHROTRA SANJAY Officer (President/COO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $8.16 exercise price | 2009-03-10 | |
| 2009-03-05 | HARARI ELIYAHOU ET AL Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $8.16 exercise price | 2009-03-10 | |
| 2009-03-05 | Cedar Yoram Officer (EVP, Eng & Handset Business) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $8.16 exercise price | 2009-03-10 | |
| 2009-03-05 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $8.16 exercise price | 2009-03-10 |