SAKS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-26: Reporting owner SADOVE STEPHEN I; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-15: Reporting owner GROSS MICHAEL S; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-15: Reporting owner GROSS MICHAEL S; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-02: Reporting owner MCANIFF NORA P; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-26 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −162,500 162,500 owned after | $2.36 exercise price | 2012-11-27 | |
| 2012-03-15 | GROSS MICHAEL S Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,164 0 owned after | $7.71 exercise price | 2012-03-16 | |
| 2012-03-15 | GROSS MICHAEL S Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,609 0 owned after | $5.42 exercise price | 2012-03-16 | |
| 2012-03-02 | MCANIFF NORA P Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,164 0 owned after | $7.71 exercise price | 2012-03-06 |