SAKS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 84 rows, 84 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-07: Reporting owner MCANIFF NORA P; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2013-10-07: Reporting owner HESS DONALD E; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2013-01-31: Reporting owner MCANIFF NORA P; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2012-06-19: Reporting owner MCANIFF NORA P; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-07 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −19,090 0 owned after | $15.98 | 2013-10-09 | |
| 2013-10-07 | HESS DONALD E Director | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −12,222 0 owned after | $15.98 | 2013-10-09 | |
| 2013-01-31 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −951 | $10.81 | 2013-02-01 | |
| 2012-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2012-06-21 | |
| 2012-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +189 189 owned after | $10.57 | 2012-06-21 | |
| 2012-06-02 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,137 7,137 owned after | no price filed | 2012-06-04 | |
| 2012-05-31 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,128 9,128 owned after | $9.86 | 2012-06-04 | |
| 2012-05-31 | HESS DONALD E Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,128 9,128 owned after | $9.86 | 2012-06-04 | |
| 2011-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2011-06-21 | |
| 2011-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +192 192 owned after | $10.39 | 2011-06-21 | |
| 2011-01-31 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −951 0 owned after | $11.72 | 2011-02-02 | |
| 2010-11-17 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −88,544 0 owned after | $11.46 | 2010-11-19 | |
| 2010-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2010-06-21 | |
| 2010-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +216 216 owned after | $9.25 | 2010-06-21 | |
| 2010-05-04 | Wills Kevin Officer (EVP & CFO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2010-05-05 | |
| 2010-01-29 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −951 0 owned after | $6.44 | 2010-02-02 | |
| 2010-01-29 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −44,272 88,544 owned after | $6.44 | 2010-02-02 | |
| 2009-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2009-06-23 | |
| 2009-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +476 476 owned after | $4.20 | 2009-06-23 | |
| 2009-05-04 | Wills Kevin Officer (EVP & CFO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2009-05-05 | |
| 2009-01-30 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,272 132,816 owned after | no price filed | 2009-02-10 | |
| 2008-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2010-02-02 | |
| 2008-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160 160 owned after | $12.47 | 2010-02-02 | |
| 2008-05-04 | Wills Kevin Officer (EVP & CFO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2008-05-06 | |
| 2008-03-14 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27 519 owned after | $12.39 | 2008-03-17 | |
| 2008-02-29 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 492 owned after | $15.56 | 2008-03-04 | |
| 2008-02-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 470 owned after | $17.19 | 2008-02-19 | |
| 2008-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3/A | Phantom Stock Derivative · Direct | Holding | no price filed | 2008-02-15 | ||
| 2008-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3/A | Phantom Stock Derivative · Direct | Holding | no price filed | 2008-02-15 | ||
| 2008-01-31 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −2,963 2,963 owned after | $18.05 | 2008-02-15 | |
| 2008-01-31 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −44,272 177,088 owned after | $18.05 | 2008-02-15 | |
| 2008-01-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 450 owned after | $18.46 | 2008-02-15 | |
| 2008-01-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 432 owned after | $15.09 | 2008-02-15 | |
| 2007-12-28 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 410 owned after | $20.47 | 2008-02-15 | |
| 2007-12-14 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 393 owned after | $19.70 | 2008-02-15 | |
| 2007-11-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 376 owned after | $20.60 | 2008-02-15 | |
| 2007-11-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 360 owned after | $21.00 | 2008-02-15 | |
| 2007-10-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 344 owned after | $21.44 | 2008-02-15 | |
| 2007-10-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 328 owned after | $18.72 | 2008-02-15 | |
| 2007-09-28 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 310 owned after | $17.15 | 2008-02-15 | |
| 2007-09-14 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 290 owned after | $16.52 | 2008-02-15 | |
| 2007-08-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 270 owned after | $15.53 | 2008-02-15 | |
| 2007-08-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 248 owned after | $17.61 | 2008-02-15 | |
| 2007-07-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 229 owned after | $18.40 | 2008-02-15 | |
| 2007-07-13 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 211 owned after | $20.81 | 2008-02-15 | |
| 2007-06-29 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 194 owned after | $21.35 | 2008-02-15 | |
| 2007-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2010-02-02 | |
| 2007-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94 94 owned after | $21.28 | 2010-02-02 | |
| 2007-06-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 179 owned after | $21.31 | 2008-02-15 | |
| 2007-05-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 163 owned after | $19.73 | 2008-02-15 | |
| 2007-05-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 146 owned after | $22.31 | 2008-02-15 | |
| 2007-04-30 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 131 owned after | $20.94 | 2008-02-15 | |
| 2007-04-17 | Wills Kevin Officer (EVP Finance and CAO) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2007-04-19 | |
| 2007-04-17 | Wills Kevin Officer (EVP Finance and CAO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2007-04-19 | |
| 2007-04-17 | Wills Kevin Officer (EVP Finance and CAO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2007-04-19 | |
| 2007-04-17 | Wills Kevin Officer (EVP Finance and CAO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2007-04-19 | |
| 2007-04-13 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 114 owned after | $20.33 | 2008-02-15 | |
| 2007-04-13 | ARCHBOLD MICHAEL G Officer (EVP & CFO) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2007-04-17 | |
| 2007-03-31 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 98 owned after | $20.84 | 2008-02-15 | |
| 2007-03-19 holding as of filing | ARCHBOLD MICHAEL G Officer (EVP & CFO) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2007-03-19 | ||
| 2007-03-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 82 owned after | $19.41 | 2008-02-15 | |
| 2007-02-28 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 65 owned after | $19.34 | 2008-02-15 | |
| 2007-02-15 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 49 owned after | $20.98 | 2008-02-15 | |
| 2007-01-31 | Matthews Thomas G Officer (Group SVP) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −2,963 5,925 owned after | $18.76 | 2008-02-15 | |
| 2006-12-01 | SADOVE STEPHEN I Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,129 221,360 owned after | $16.53 | 2007-06-18 | |
| 2006-11-30 | HESS DONALD E Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +603 603 owned after | $16.53 | 2010-02-02 | |
| 2006-11-30 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +779 779 owned after | $16.53 | 2010-02-02 | |
| 2006-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2010-02-02 | |
| 2006-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78 78 owned after | $15.32 | 2010-02-02 | |
| 2006-06-01 | HESS DONALD E Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +491 491 owned after | $16.30 | 2010-02-02 | |
| 2006-06-01 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +595 595 owned after | $16.30 | 2010-02-02 | |
| 2006-05-04 | Wills Kevin Officer (EVP Finance and CAO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2006-05-09 | |
| 2006-05-02 | SADOVE STEPHEN I Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,119 178,231 owned after | $16.30 | 2007-06-18 | |
| 2006-03-20 | Tharp Charlie Officer (EVP Human Resources) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2006-03-22 | |
| 2006-03-20 | Tharp Charlie Officer (EVP Human Resources) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2006-03-22 | |
| 2005-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2010-02-02 | |
| 2005-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 22 owned after | $17.85 | 2010-02-02 | |
| 2005-06-08 | HESS DONALD E Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | no price filed | 2010-02-02 | |
| 2005-06-08 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | no price filed | 2010-02-02 | |
| 2004-10-04 | SADOVE STEPHEN I Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +229 143,111 owned after | no price filed | 2007-06-18 | |
| 2004-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 200 owned after | no price filed | 2010-02-02 | |
| 2004-06-19 | MCANIFF NORA P Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 26 owned after | $15.52 | 2010-02-02 | |
| 2004-05-17 | SADOVE STEPHEN I Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,883 142,883 owned after | $13.98 | 2007-06-18 | |
| 2004-01-07 | SADOVE STEPHEN I Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | no price filed | 2007-06-18 |