SAKS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-21: Reporting owner Incandela Denise; Form 3; Security Employee Stock Option Right to Buy; Transaction Holding.
- 2011-09-21: Reporting owner Incandela Denise; Form 3; Security Employee Stock Option Right to Buy; Transaction Holding.
- 2011-03-11: Reporting owner GROSS MICHAEL S; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-10: Reporting owner STADLER CHRISTOPHER J; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-21 holding as of filing | Incandela Denise Officer (Chief Marketing Officer) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $19.76 exercise price | 2011-09-21 | ||
| 2011-09-21 holding as of filing | Incandela Denise Officer (Chief Marketing Officer) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $13.04 exercise price | 2011-09-21 | ||
| 2011-03-11 | GROSS MICHAEL S Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,164 0 owned after | $6.58 exercise price | 2011-03-11 | |
| 2011-03-10 | STADLER CHRISTOPHER J Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,164 0 owned after | $6.58 exercise price | 2011-03-11 | |
| 2011-03-04 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −162,500 325,000 owned after | $2.36 exercise price | 2011-03-08 |