SAKS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-04: Reporting owner Wills Kevin; Form 4; Security Employee Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-11-04: Reporting owner Wills Kevin; Form 4; Security Employee Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-11-04: Reporting owner Wallstrom Robert; Form 4; Security Employee Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-11-04: Reporting owner Wallstrom Robert; Form 4; Security Employee Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-04 | Wills Kevin Officer (EVP & CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,125 0 owned after | $20.31 exercise price | 2013-11-05 | |
| 2013-11-04 | Wills Kevin Officer (EVP & CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,758 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | Wallstrom Robert Officer (EVP / OFF 5TH) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | Wallstrom Robert Officer (EVP / OFF 5TH) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,941 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −202,500 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −230,062 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −162,500 0 owned after | $2.36 exercise price | 2013-11-05 | |
| 2013-11-04 | Rodgers Michael Officer (EVP Chief IT & Operations) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | Rodgers Michael Officer (EVP Chief IT & Operations) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,379 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | Morena Christine Officer (EVP Human Resources Officer) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | Morena Christine Officer (EVP Human Resources Officer) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,131 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | Incandela Denise Officer (Chief Marketing Officer) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | Incandela Denise Officer (Chief Marketing Officer) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,941 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | FRASCH RONALD Officer (President & CMO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | FRASCH RONALD Officer (President & CMO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,031 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | De Winter Jennifer Officer (EVP of Stores) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $19.76 exercise price | 2013-11-05 | |
| 2013-11-04 | De Winter Jennifer Officer (EVP of Stores) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,941 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-11-04 | BRIZEL MICHAEL A Officer (EVP and General Counsel) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $20.31 exercise price | 2013-11-05 | |
| 2013-11-04 | BRIZEL MICHAEL A Officer (EVP and General Counsel) | 4 | Employee Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,131 0 owned after | $13.04 exercise price | 2013-11-05 | |
| 2013-06-06 | MCANIFF NORA P Director | 4 | Employee Stock Ooption Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,609 0 owned after | $5.42 exercise price | 2013-06-10 |