SAKS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-01: Reporting owner BLUESTONE STANTON J; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-20: Reporting owner SADOVE STEPHEN I; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-24: Reporting owner Biggs Carolyn; Form 4; Security Employee Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-15: Reporting owner Rodgers Michael; Form 3; Security Stock Option Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-01 | BLUESTONE STANTON J Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,722 0 owned after | $5.42 exercise price | 2007-11-05 | |
| 2007-06-20 | SADOVE STEPHEN I Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −986,911 0 owned after | $5.74 exercise price | 2007-06-22 | |
| 2007-05-24 | Biggs Carolyn Officer (EVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,251 0 owned after | $17.71 exercise price | 2007-05-29 | |
| 2007-05-15 holding as of filing | Rodgers Michael Officer (EVP of Operations) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $21.31 exercise price | 2007-05-15 | ||
| 2007-05-15 holding as of filing | Rodgers Michael Officer (EVP of Operations) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $11.00 exercise price | 2007-05-15 | ||
| 2007-05-15 holding as of filing | Rodgers Michael Officer (EVP of Operations) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $16.45 exercise price | 2007-05-15 | ||
| 2007-05-15 holding as of filing | Rodgers Michael Officer (EVP of Operations) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $8.66 exercise price | 2007-05-15 | ||
| 2007-05-15 holding as of filing | Rodgers Michael Officer (EVP of Operations) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $6.15 exercise price | 2007-05-15 | ||
| 2007-05-15 holding as of filing | Rodgers Michael Officer (EVP of Operations) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $19.76 exercise price | 2007-05-15 | ||
| 2007-05-09 | BLUESTONE STANTON J Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,800 28,296 owned after | $17.86 exercise price | 2007-05-10 | |
| 2007-05-09 | BLUESTONE STANTON J Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,296 0 owned after | $17.86 exercise price | 2007-05-10 | |
| 2007-05-09 | BLUESTONE STANTON J Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,164 0 owned after | $15.83 exercise price | 2007-05-10 | |
| 2007-05-08 | BLUESTONE STANTON J Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,200 41,096 owned after | $17.86 exercise price | 2007-05-10 | |
| 2007-05-04 | BLUESTONE STANTON J Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 53,296 owned after | $17.86 exercise price | 2007-05-08 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,263 0 owned after | $8.66 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,263 0 owned after | $7.12 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,128 0 owned after | $6.64 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,217 0 owned after | $6.46 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,164 0 owned after | $9.11 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,609 0 owned after | $16.45 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,881 0 owned after | $14.88 exercise price | 2007-04-20 | |
| 2007-04-19 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,633 0 owned after | $17.71 exercise price | 2007-04-20 | |
| 2007-04-17 | Wills Kevin Officer (EVP Finance and CAO) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,125 13,125 owned after | $20.31 exercise price | 2007-04-19 | |
| 2007-04-16 | BRIZEL MICHAEL A Officer (EVP) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $20.31 exercise price | 2007-04-18 | |
| 2007-04-05 | BENTLEY JULIA A Officer (SVP Investor Relations) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $8.66 exercise price | 2007-04-09 | |
| 2007-04-05 | COLTHARP DOUGLAS E Officer (EVP and CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,764 0 owned after | $17.86 exercise price | 2007-04-09 | |
| 2007-04-05 | COLTHARP DOUGLAS E Officer (EVP and CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,128 0 owned after | $16.45 exercise price | 2007-04-09 | |
| 2007-04-05 | COLTHARP DOUGLAS E Officer (EVP and CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,563 0 owned after | $17.43 exercise price | 2007-04-09 | |
| 2007-03-27 | COLTHARP DOUGLAS E Officer (EVP and CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 10,764 owned after | $17.86 exercise price | 2007-03-28 | |
| 2007-03-26 | COLTHARP DOUGLAS E Officer (EVP and CFO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 18,864 owned after | $17.86 exercise price | 2007-03-28 | |
| 2007-03-23 | MARTIN R BRAD Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172,158 0 owned after | $17.86 exercise price | 2007-03-27 | |
| 2007-03-23 | MARTIN R BRAD Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −98,631 0 owned after | $16.45 exercise price | 2007-03-27 | |
| 2007-03-21 | Biggs Carolyn Officer (EVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,472 0 owned after | $8.66 exercise price | 2007-03-23 | |
| 2007-03-21 | Wallstrom Robert Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −796 0 owned after | $14.43 exercise price | 2007-03-23 | |
| 2007-03-19 holding as of filing | ARCHBOLD MICHAEL G Officer (EVP & CFO) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $19.76 exercise price | 2007-03-19 | ||
| 2007-03-16 | SALLEE MARGUERITE Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,444 0 owned after | $12.27 exercise price | 2007-03-19 | |
| 2007-03-15 | COGGIN JAMES A Officer (President and CAO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,952 0 owned after | $16.45 exercise price | 2007-03-19 | |
| 2007-03-15 | COGGIN JAMES A Officer (President and CAO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,301 0 owned after | $8.66 exercise price | 2007-03-19 | |
| 2007-03-15 | COGGIN JAMES A Officer (President and CAO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −344,318 0 owned after | $11.00 exercise price | 2007-03-19 | |
| 2007-03-15 | COGGIN JAMES A Officer (President and CAO) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172,158 0 owned after | $17.86 exercise price | 2007-03-19 | |
| 2007-03-15 | HANSEN CHARLES Officer (EVP and General Counsel) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,217 0 owned after | $17.86 exercise price | 2007-03-19 | |
| 2007-03-15 | HANSEN CHARLES Officer (EVP and General Counsel) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,989 0 owned after | $16.45 exercise price | 2007-03-19 | |
| 2007-03-09 | Morena Christine Officer (EVP Human Resources) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | BENTLEY JULIA A Officer (SVP Investor Relations and Sec) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | Biggs Carolyn Officer (EVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | FRASCH RONALD Officer (Vice Chairman & Chief Merchant) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | Incandela Denise Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | Matthews Thomas G Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | Metrick Marc Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | Schaefer Terron Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | SADOVE STEPHEN I Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,500 202,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-03-09 | Wallstrom Robert Officer (Group SVP) | 4 | Employee Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.76 exercise price | 2007-03-13 | |
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $17.71 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $14.88 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $16.45 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $9.11 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $6.46 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $6.64 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $7.12 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Matthews Thomas G Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $8.66 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Biggs Carolyn Officer (EVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $17.71 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Biggs Carolyn Officer (EVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $14.88 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Biggs Carolyn Officer (EVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $16.45 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Biggs Carolyn Officer (EVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $8.66 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Incandela Denise Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $13.36 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Incandela Denise Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $8.66 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Metrick Marc Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $14.43 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Metrick Marc Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $14.88 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Metrick Marc Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $8.66 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $14.43 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $14.88 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $16.45 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $9.11 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $6.46 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $6.64 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $7.12 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $8.66 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | Wallstrom Robert Officer (Group SVP) | 3 | Employee Stock Option Right to Buy Derivative · Direct | Holding | $5.81 exercise price | 2007-02-15 | ||
| 2007-01-11 | MARTIN R BRAD Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −119,548 0 owned after | $7.79 exercise price | 2007-01-12 | |
| 2007-01-09 | BENTLEY JULIA A Officer (SVP Investor Relations and Sec) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,310 0 owned after | $6.64 exercise price | 2007-01-11 |