ROSETTA STONE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-16: Reporting owner Woolley-Wilson Jessie; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-19: Reporting owner Yankovich Steven P; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-19: Reporting owner TSAY CAROLINE J; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-19: Reporting owner Nierenberg David; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-16 | Woolley-Wilson Jessie Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,883 5,883 owned after | $0.00 | 2017-10-18 | |
| 2017-05-19 | Yankovich Steven P Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,757 33,528 owned after | $0.00 | 2017-05-23 | |
| 2017-05-19 | TSAY CAROLINE J Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,378 30,682 owned after | $0.00 | 2017-05-23 | |
| 2017-05-19 | Nierenberg David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,632 31,469 owned after | $0.00 | 2017-05-23 | |
| 2017-05-19 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,881 49,495 owned after | $0.00 | 2017-05-23 | |
| 2017-05-19 | GROSS PATRICK W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,070 68,372 owned after | $0.00 | 2017-05-23 |