ROSETTA STONE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-19: Reporting owner Franklin Laurence; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-19: Reporting owner Yankovich Steven P; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-19: Reporting owner TSAY CAROLINE J; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-19: Reporting owner GROSS PATRICK W; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-19 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,468 41,614 owned after | $0.00 | 2016-05-20 | |
| 2016-05-19 | Yankovich Steven P Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,987 24,771 owned after | $0.00 | 2016-05-20 | |
| 2016-05-19 | TSAY CAROLINE J Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,987 26,304 owned after | $0.00 | 2016-05-20 | |
| 2016-05-19 | GROSS PATRICK W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,935 58,302 owned after | $0.00 | 2016-05-20 | |
| 2016-05-19 | Nierenberg David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,286 21,837 owned after | $0.00 | 2016-05-20 |