ROSETTA STONE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-23: Reporting owner Bankoff James Philip; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2012-08-22: Reporting owner GROSS PATRICK W; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-23: Reporting owner SALLEE MARGUERITE; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-23: Reporting owner LINDAHL JOHN E; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-23 holding as of filing | Bankoff James Philip Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-11-23 | ||
| 2012-08-22 | GROSS PATRICK W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,156 18,773 owned after | $0.00 | 2012-08-24 | |
| 2012-05-23 | SALLEE MARGUERITE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 5,808 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | LINDAHL JOHN E Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 9,195 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | WITT LAURA Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 9,195 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | Leonsis Theodore Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 8,245 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | CLOUGH PHILLIP A Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 9,195 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | Coleman John T Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 9,195 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | GROSS PATRICK W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 14,617 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 13,870 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | Adams Tom Peder Herman Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 3,628 owned after | $0.00 | 2012-05-25 | |
| 2012-02-22 | GROSS PATRICK W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,422 10,989 owned after | $0.00 | 2012-02-24 |