ROSETTA STONE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-12: Reporting owner SALLEE MARGUERITE; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2011-10-17: Reporting owner Franklin Laurence; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-26: Reporting owner LINDAHL JOHN E; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-26: Reporting owner Coleman John T; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 holding as of filing | SALLEE MARGUERITE Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2011-12-12 | ||
| 2011-10-17 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,576 10,242 owned after | $0.00 | 2011-10-19 | |
| 2011-05-26 | LINDAHL JOHN E Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 5,567 owned after | $0.00 | 2011-06-02 | |
| 2011-05-26 | Coleman John T Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 5,567 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | GROSS PATRICK W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 5,567 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,295 7,666 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | CLOUGH PHILLIP A Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 5,567 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | WITT LAURA Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 5,567 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | Leonsis Theodore Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 4,617 owned after | $0.00 | 2011-05-31 |