ROSETTA STONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-18: Reporting owner Woolley-Wilson Jessie; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-18: Reporting owner GROSS PATRICK W; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-18: Reporting owner Yankovich Steven P; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-18: Reporting owner Nierenberg David; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-18 | Woolley-Wilson Jessie Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,255 13,255 owned after | $16.12 exercise price | 2018-06-20 | |
| 2018-06-18 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,364 7,364 owned after | $16.12 exercise price | 2018-06-20 | |
| 2018-06-18 | Yankovich Steven P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,364 7,364 owned after | $16.12 exercise price | 2018-06-20 | |
| 2018-06-18 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,200 16,200 owned after | $16.12 exercise price | 2018-06-20 | |
| 2018-06-18 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,364 7,364 owned after | $16.12 exercise price | 2018-06-20 | |
| 2018-06-18 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,364 7,364 owned after | $16.12 exercise price | 2018-06-20 | |
| 2018-03-12 | Hartford M. Sean Other (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,956 0 owned after | $11.96 exercise price | 2018-03-14 | |
| 2018-03-12 | Hartford M. Sean Other (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −943 942 owned after | $9.78 exercise price | 2018-03-14 | |
| 2018-03-12 | Hartford M. Sean Other (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,164 4,327 owned after | $7.47 exercise price | 2018-03-14 | |
| 2018-03-05 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,692 1,692 owned after | $13.72 exercise price | 2018-03-07 |