RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-10: Reporting owner Keneally William J; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-26: Reporting owner Tompkins Eric; Form 3; Security Employee Stock Options (right to buy); Transaction Holding.
- 2023-06-26: Reporting owner Tompkins Eric; Form 3; Security Employee Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-10 | Keneally William J Officer (Interim CFO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.05 exercise price | 2023-07-11 | |
| 2023-06-26 holding as of filing | Tompkins Eric Director, Officer (Executive Chairman) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $35.20 exercise price | 2023-06-26 | ||
| 2023-06-26 holding as of filing | Tompkins Eric Director, Officer (Executive Chairman) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $12.30 exercise price | 2023-06-26 |